- Tris Pharma (Monmouth Junction, NJ)
- …is accountable for adherence to relevant regulatory requirements and compliance and company Standard Operating Procedures (SOPs) as appropriate.ESSENTIAL FUNCTIONS ... financial reporting, cost reporting, audit coordination, grant management, regulatory compliance , etc.; Serves as Subject Matter Expert (SME) and advisor… more
- Tris Pharma (Monmouth Junction, NJ)
- …company's portfolio of products. Reporting to, and collaborating closely with, the Chief Commercial Officer (CCO), the successful candidate is accountable for ... materials, activities and related communications and programs are in full compliance with Medical, Legal, Regulatory and Corporate guidelines; Establishes, oversees… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Amalgamated Bank (New York, NY)
- …documents and disclosures comply with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- Citigroup (New York, NY)
- …and interpretation on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- NJ Transit (Newark, NJ)
- …innovations. ROLES & RESPONSIBILITIES : + At the direction of the Senior Director, Deputy Chief Compliance Officer , and Chief Compliance ... records and all required forms. + Under the direction of the Deputy Chief Compliance Officer , monitors and, as necessary, coordinates compliance … more
- NJ Transit (Newark, NJ)
- …other compliance and/or policy and regulatory related activities as directed by the Chief Compliance Officer and/or Deputy Chief Compliance ... the requirements will result in compliance corporate-wide. + Assists Deputy Chief Compliance Officers in assuring compliance by each operating unit with… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio ... and other communications for the RCM Program. + Support the Swap Dealer Chief Compliance Officer to design and produce RCM related reporting, including… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... annual review of the Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then reporting to the Credit… more
- City of New York (New York, NY)
- …to external partners to ensure agency compliance , as needed - Assist the Chief Compliance Officer with special compliance projects as needed. ... administration and operations. Your Role Reporting to the CRM Chief of Staff, the Compliance Specialist will...to the CRM Chief of Staff, the Compliance Specialist will support CRM programs, manage cross-agency … more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- Siebert Williams Shank (New York, NY)
- … compliance professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance ... + SIE, Series 7 licenses required + At least 3 years of compliance experience (broker-dealer preferred) + Experience with fixed income products (notably municipal,… more
- MetLife (New York, NY)
- …the CRM director of strategic planning ( chief of staff), the MetLife Chief Compliance Officer (CCO), and global CRM organization, enabling operational ... Department: Compliance Risk Management (CRM) delivers a compliance...within the organization. Key Responsibilities: * Supports the CRM chief of staff, the CCO, and CRM Senior Leadership… more
- City of New York (New York, NY)
- …throughout HPD who do or are interested in compliance work. - Assist the Chief Compliance Officer with special compliance projects as needed. CITY ... policy and operational role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing...administration and operations. Your Role Reporting to the CRM Chief of Staff, the Operations Specialist will support CRM… more
- American Express (New York, NY)
- …be part of the Compliance organization and will report to the SVP, Deputy Chief Compliance Officer . The incumbent will lead a diverse team of ... let's lead the way together. The Global Risk & Compliance Organization is an independent risk management function, led...is an independent risk management function, led by the Chief Risk Officer , with the objective of… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... the Dean, IT committees, Chief Academic Officers, and Touro University Chief Information Officer . Responsibilities + Partners and confers with local academic… more
