- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,...experience in audit procedures and compliance and AML , OFAC, Sanctions and BSA regulations * Possess relevant… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Preferred experience: CAMS or CFE certification Financial Crimes or AML audit experience **Who We Are:** TD… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... etc. + Provide successful onboarding and orientation to new hires. Preferred Experience: AML Audit experience. CAMS or CFE certifications **Who We Are:** TD… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:** ... **Line of Business:** Analytics, Insights, & Artificial Intelligence **Job Description:** The AML Financial Crime Risk Specialist role develops and maintains TD's … more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...units and assist in establishing the scope of each audit + Preparing audit work papers and… more
- Robert Half Management Resources (New York, NY)
- …We are offering a short term contract employment opportunity for an OFAC / Sanctions Audit Manager in the Financial Services industry, based in New York, New ... York. As an Audit Manager , you will be instrumental in...and sanctions * Ensure adherence to compliance functions, including AML and BSA * Utilize Audit Program… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years' experience ... eg, leasing and lending, banking, trading and settlement, and/or AML and sanctions screening is preferred Audit ...and/or AML and sanctions screening is preferred Audit experience covering cloud-based applications is a plus, but… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... across industries! We work together to drive ambition for every future! **Purpose** The Audit Manager /Senior Audit Manager supports/leads and oversees… more
- Capital One (New York, NY)
- …of the AML , Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, ... (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's ...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Citigroup (New York, NY)
- USPB Overview: The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key risks and processes associated with Citi's ... products to the end-to-end customer experience. The IA USPB Team consists of audit and analytics professionals located in the US: Florida, New York, Delaware, Texas,… more
- TD Bank (New York, NY)
- …Looking for candidates with attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and develops a team ... and/or a control function related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services.… more
- New York State Civil Service (New York, NY)
- …Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations ... off-chain alerts/investigations* Solid knowledge of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), Sanctions (OFAC), and related laws, regulations, guidance, and… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk, SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... including First Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed to allow… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... CIB, etc.) + Serve as the First Line Risk Manager for operational risk and technology to design, develop,...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success of the GBM&T… more