- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Bank of America (New York, NY)
- Audit Director - CACR Data Design & Reporting Enablement Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; New York, New York **Job ... controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- CIBC (New York, NY)
- …Risk Management, Regulatory Reporting , and Internal Controls over Financial Reporting . The Internal Audit Director will also work collaboratively ... of the bank, conducting audits in areas including Financial Reporting , Accounting Policy, FP&A, Corporate Treasury, Liquidity and Capital... Regulatory Compliance, and Data Risk. The Internal Audit Director is a leadership position within… more
- SMBC (New York, NY)
- …within the Internal Audit Department. Reporting to the Information Technology Audit Head, the Audit Executive Director will be responsible for (i) ... portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 15 years' experience in… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in ... coverage of Risk Management related activities within the Internal Audit Department. Reporting to the Risk and...As needed lead and conduct validation of remediation for regulatory findings. + Track and validate closure of issues… more
- Morgan Stanley (New York, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - US Banks* **Location:** *New York-New York* ... We're seeking someone to join our team as a Director on the US Banks Audit team.The...materials for the retail Bank . Support responses to regulatory requests impacting the US Banks . Develop and… more
- Citigroup (New York, NY)
- The Audit Director is a senior level...the delivery of reports outlining IA's contributions, and oversee audit 's coverage and reporting on common high ... area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- Morgan Stanley (New York, NY)
- …**Investment Banking/Sales/Trading/Research* **Title:** *ISG Management - Financial Crimes Risk, Regulatory and Audit Issues Management - VP/ED* **Location:** ... the design and development of comprehensive plans as required (eg regulatory , strategic, transformation initiatives or policy implementations) * Develop concise and… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As the Regulatory Strategy Director "RSD" for Asset & Wealth Management "AWM", you will ... that impact the AWM businesses as well as cross line of business ("LOB") regulatory engagements. Reporting to the Regulatory Engagement Manager ("REM") for… more
- MUFG (New York, NY)
- …expert responsible for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This ... Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary… more
- City of New York (New York, NY)
- …Under the direction of the Assistant Commissioner of Economic Opportunity and Regulatory Compliance, the Director of Economic Opportunity and Inclusion Programs ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- City National Bank (New York, NY)
- …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. Lead Client ... * DIRECTOR BUSINESS AFFAIRS* *WHAT IS THE OPPORTUNITY?* This...activities ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the… more
- Research Foundation CUNY (New York, NY)
- …and Grants Officers on the campuses, RFCUNY oversees employment, accounting, audit , reporting , purchasing, and special responsibilities that include management ... Job Title: Director of Grants & Sponsored Programs PVN ID:...(GSP) Office of the CUNY School of Medicine and Reporting to the Associate Dean for Research, the GSP… more
- Pfizer (Pearl River, NY)
- …+ **Supports the program team** + Under supervision ( director /Sr director ) authors clinical sections of regulatory documents (Investigator Brochure, Annual ... to ensure that documents (protocol, Informed Consent Document [ICD], etc.) meet regulatory requirements and company policy and has been reviewed by IRB/IECs. +… more
- CUNY (Bronx, NY)
- Enrollment Registrar Director **POSITION DETAILS** The Division of Enrollment Management at Bronx Community College is dedicated to advancing the institution's goals ... attendance and grading systems, and daily operations of the Registrar's office. Reporting directly to the Vice President for Enrollment Management, the Registrar… more