- Axis (New York, NY)
- …upon request for candidates taking part in the selection process. **Strategic Broker Relationship Leader - Vice President** **New York, New Jersey, Connecticut or ... Philadelphia - Hybrid** The Strategic Broker Relationship Leader will be part of the Global...for key producer relationships. **Candidate Profile** The ideal Strategic Broker Relationship Leader should be an experienced, hands-on, high… more
- AON (New York, NY)
- …effective solutions as part of our Aon Global Client Network in New York. As a Broker Specialist, you will report directly to the Team Leader. This is a hybrid role ... clients succeed. What the day will look like The Broker Specialist is primarily responsible for working within systems...product lists for new and renewal business. + The Broker Specialist will assist with preparation of client-ready reports,… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- AON (New York, NY)
- Broker I, Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions ... supporting commercial risk. As a Broker you will report directly to the Local Mid-Market...clients succeed. What the day will look like The Broker is responsible for the management of a portfolio… more
- AON (New York, NY)
- Broker III- Middle Market Property As part of an industry-leading team, you will help empower results for prospective and current clients by delivering innovative ... and effective solutions supporting commercial risk. As a Broker III you will report directly to the Regional...look like + Perform the services of an Insurance Broker for Property, Casualty, Worker's Compensation, Commercial Auto, Umbrella,… more
- Tradeweb (New York, NY)
- …implementation and oversight of the compliance program established to support the broker -dealer and will monitor and act upon regulatory developments relating to ... relevant SEC, FINRA and state rules. **Job Responsibilities** + As the broker -dealer CCO, the successful candidate will maintain and establish standards and… more
- NatWest Markets (Stamford, CT)
- Broker Dealer Testing, VP Stamford,United States Permanent Full Time \#R-00245532 Share: (https://jobs.natwestgroup.com/jobs/15202378- broker ... the proper operations of the department and the business._ ** Broker Dealer Testing VP** This role will report to...VP** This role will report to the Head of Broker Dealer Testing and will be part of the… more
- AON (New York, NY)
- Aon is Looking for a Broker II, AVP/VP-Financial Services Group Currently we have an exciting career opportunity for an Assistant Vice President/Vice President ... maybe the new opportunity you are looking for! This Broker role is responsible for developing and implementing strategic...team resource utilization. How this opportunity is different The broker will be instrumental in the analysis of client's… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced ... sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority...desired * At least 7 years working for a broker -dealer, with at least 5 years of compliance experience… more
- USG Insurance Services, Inc. (New York, NY)
- Inside Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : Based on Experience Offices : At USG, we empower our ... We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent...nurturing your success. The Role Itself As an Inside Broker you'll collaborate with brokers to provide efficient service… more
- AON (New York, NY)
- Aon is looking for a Broker I to join our Private Equity Portfolio Solutions team! As part of an industry-leading team, you will help empower results for our clients ... and finance background a plus. + Must maintain appropriate broker 's license. + Proficient in Microsoft Office suite of...documents and policies. 2552702 Aon is looking for a Broker I to join our Private Equity Portfolio Solutions… more
- WTW (New York, NY)
- …result is a new way of embracing risk that drives superior results. The Broker interacts with WTW clients and carriers in meeting and exceeding the ongoing insurance ... of our customers _Please Note: We have flexibility to hire at the Broker Assistant, Broker or Senior Broker career levels depending upon the selected… more
- WTW (New York, NY)
- **Description** The Senior Broker - Middle Market (Real Estate, Hospitality & Leisure) provides knowledge, leadership, insight and direction for broking activities ... a wide level of expertise, but always assumes the broker is capable of handling accounts independently. The size...leisure industry experience preferred but not required) * Insurance broker 's P&C license required * Strong group presentation skills… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities...solid foundation in US securities laws and regulations and broker dealer operations. + Ability to communicate this knowledge… more
- WTW (New York, NY)
- …met. This role incorporates a wide level of expertise, but always assumes the broker is capable of handling accounts independently. The size and complexity of the ... hospitality and leisure industry experience preferred but not required) * Insurance broker 's P&C license required * Strong group presentation skills (written and… more
- Guardian Life (New York, NY)
- **Senior Software Engineer - Broker /Dealer** **Overview** This position works closely with our senior technical leads to translate business requirements into ... MVC, JQuery **Domain Knowledge (Preferred, a big plus.)** + Familiar with broker /dealer and securities processing. + Familiar with industry standard feeds such as… more
- AON (New York, NY)
- …exciting work and continuous learning? Our Construction Services Group is seeking an Account Executive/ Broker III to join their New York team. This is a hybrid role ... exciting work and continuous learning? Our Construction Services Group is seeking an Account Executive/ Broker III to join their New York team. This is a hybrid role… more
- WTW (New York, NY)
- **Description** The Sr. Broker oversees day-to-day placement and broking responsibilities for North American accounts including new business development; develops ... licensure and industry credentials **Qualifications** **The Requirements:** + Insurance broker 's P&C license will be required + Risk Management/Insurance degree… more
- AON (New York, NY)
- …+ Results oriented. + Proficiency with Word, Excel, Power Point + Broker 's license or willingness to obtain. + Insurance experience strongly preferred. Preferred ... + Results oriented. + Proficiency with Word, Excel, Power Point + Broker 's license or willingness to obtain. + Insurance experience strongly preferred. Preferred… more
- Zurich NA (New York, NY)
- Distribution/ Broker Analyst 117329 Zurich North America is currently hiring a Distribution/ Broker Analyst and this person will work out of our Schaumburg, IL ... North America HQ in a hybrid schedule. This person will report to a Manager of Analytics and Field Enablement. Accountabilities: + Utilize established financial systems to track budgets and highlight variances to manage and control specific cost variables. +… more