• Assistant Vice President - Broker II

    AON (New York, NY)
    Aon is Looking for a Broker II , AVP/VP- Financial Services Group Currently we have an exciting career opportunity for an Assistant Vice President/Vice ... large, global clients. This includes the design, marketing and service management of insurance programs in numerous industry sectors....plan. #LI-RW1 #LI-HYBRID 2551860 Aon is Looking for a Broker II , AVP/VP- Financial Services more
    AON (11/02/24)
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  • Principal Review Analyst II

    TD Bank (New York, NY)
    …Client Wealth,(TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc.(TDWMSI), with a focus on ... for this role. **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal...and suitability for and trades executed in the TDPCW Broker Dealer and Registered Investment Advisor, as well as… more
    TD Bank (11/15/24)
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  • Intrepid - Investment Banking Managing Director…

    MUFG (New York, NY)
    …investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and major ... Intrepid is the middle-market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest ...M&A + Fundamental understanding of the insurance carrier and broker industry with specific sector focus + Track record… more
    MUFG (10/03/24)
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  • Head of Technology Architecture & Release…

    MUFG (New York, NY)
    …+ 10+ years of experience in application management, with a focus on financial services or broker -dealer industry. + Strong technical background ... + Experience with agile development methodologies. + Familiarity with financial services or broker -dealer industry....laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
    MUFG (10/23/24)
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  • Vice President, Collateral Management…

    Citigroup (New York, NY)
    Execution Services represents the markets related businesses within Securities Services and currently comprises Securities Financing (Agency Securities Lending & ... Collateral Management Services ) & Foreign Exchange. The Collateral Management ...field + Drive achievement through acquisition of targets, product financial performance, revenue performance, and expense management goals as… more
    Citigroup (11/15/24)
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  • Corporate Tax, Vice President

    MUFG (New York, NY)
    …10+ years' experience in tax/accounting of international and domestic banks, broker -dealers and financial institutions. Bachelor's degree in accounting or ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...liaise with external parties such as the Internal Revenue Service and State Tax Authorities. This function does not… more
    MUFG (11/09/24)
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  • Senior Manager, US Compliance Risk Assessment

    Scotiabank (New York, NY)
    …a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our ... also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of...(i) implementing and enforcing CRCA related policies and procedures; ( ii ) supporting business and corporate function units in executing… more
    Scotiabank (10/23/24)
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  • Executive Director International Senior Lending…

    Morgan Stanley (New York, NY)
    Morgan Stanley is a global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. ... Advisors ("ICA") and their clients. In addition to the Firm's comprehensive financial services , which include brokerage, investment advisory, financial more
    Morgan Stanley (09/15/24)
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  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …of experience in internal audit and/or equivalent of experience with the financial services industry, related markets and regulated industries, specifically in ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
    MUFG (10/26/24)
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  • Analyst, Markets and Corporate Treasury Business…

    MUFG (New York, NY)
    …risk analysis as a risk analyst, auditor, regulator, or similar capacity in the financial services industry + The ability to use analytical, evaluative and/or ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
    MUFG (10/25/24)
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  • Private Debt Product Strategy, Wealth Focus…

    BlackRock (New York, NY)
    …CFA/CAIA/MBA a plus + Minimum 5 years professional work experience in the financial services sector with Private Debt and Alternatives industry specific ... Strategy team's role is to foster (i) greater depth of client relationships, ( ii ) specific and extensive Private Debt strategy experience, and (iii) a differentiated… more
    BlackRock (09/25/24)
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