• Vice President Financial Markets

    BlackRock (New York, NY)
    …platform in this role. This role combines deep analytical and technical proficiency with capital markets expertise to provide advisory services to clients. ... markets , analytics, and technology to join BlackRock's Financial Markets Advisory (FMA) to assist clients with...to our clients. Our work involves staying abreast of capital market and broader financial institutions trends.… more
    BlackRock (11/01/24)
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  • Vice President - US Markets Investment…

    TD Bank (New York, NY)
    …supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic advice and ... Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team...and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge of applicable… more
    TD Bank (10/01/24)
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  • Capital Markets , Latin America…

    Citigroup (New York, NY)
    …position responsible for assisting clients in raising funds in the capital markets , as well as in providing strategic advisory services for mergers, ... raise debt in the international debt capital markets (DCM) and/or in the international bank market... markets (DCM) and/or in the international bank market (syndicated loans) providing advisory , structuring and… more
    Citigroup (08/27/24)
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  • Senior Compliance Officer - Public Side…

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (08/28/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (Stamford, CT)
    …of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager...Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Prior experience implementing liquidity… more
    Deloitte (09/15/24)
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  • Compliance Infrastructure Advisory

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (09/30/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (Stamford, CT)
    …Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Experience with Liquidity Risk Management and other ... & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
    Deloitte (09/15/24)
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  • Senior Manager, Markets Compliance Officer

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/22/24)
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  • Manager, US Internal Control and Global…

    Scotiabank (New York, NY)
    …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
    Scotiabank (08/31/24)
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  • Business Risk and Control Group Manager,…

    Citigroup (New York, NY)
    …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
    Citigroup (10/08/24)
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  • Business Risk and Control Manager, VP

    Morgan Stanley (Purchase, NY)
    …funds, closed-end funds, alternative investments, insurance and annuities) and global capital markets (eg,fixed income, equities and structured products) * ... preserve and manage wealth. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management, annuities… more
    Morgan Stanley (11/15/24)
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  • Senior Manager, Enterprise Anti-Bribery…

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/18/24)
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  • Senior Manager, US Compliance Risk Assessment

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/23/24)
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  • Senior Banker - FIG Corporate Banking - C16

    Citigroup (New York, NY)
    …position responsible for assisting clients in raising funds in the capital markets , as well as in providing strategic advisory services for mergers, ... management, trade, vendor finance, FX, general credit, loans, debt capital markets , share repurchase, and interest rate...risk management, and credit allocation in partnership with Global Capital Market (GCM) and Risk + Drive… more
    Citigroup (10/11/24)
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  • VP - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …with network monitoring and code profiling tools + Knowledge of institutional lending, capital markets , M&A advisory businesses **Role Responsibilities:** + ... and code profiling tools + Knowledge of institutional lending, capital markets , M&A advisory businesses...leading edge products that are untested/ unproven in the market + Contributes to the development of project plans… more
    TD Bank (11/14/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (10/05/24)
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  • Regulatory Policy Manager - Credit Valuation…

    HSBC (New York, NY)
    …+ Ability to act as an advisor and challenger to business lines and other control functions on all aspects of regulatory capital policy + Ability to formulate ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more
    HSBC (09/04/24)
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  • Internal Securities Auditor

    Mizuho Corporate Bank (New York, NY)
    …of the financial services industry, including audit, financial, investment banking and capital markets , risk management, or technology functions. Possesses at ... Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
    Mizuho Corporate Bank (11/14/24)
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  • Director and Managing Counsel, Corporate…

    TD Bank (New York, NY)
    …We are seeking an experienced senior attorney, with substantial and broad expertise in Capital Markets and other corporate advisory matters to join our ... Securities USA LLC. As a senior attorney specializing in Capital Markets , you will play a critical...as directly to business groups and other support and control functions. The optimal candidate will have a combination… more
    TD Bank (10/09/24)
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  • ORM & ERM Senior

    KPMG (Stamford, CT)
    …Management, and Business Resilience; understanding of financial services industry including capital markets , sales and trading, wealth management, and/or asset ... Title:** ORM & ERM Senior **Requisition Number:** 119371 - 20 **Function:** Advisory **Area of Interest:** **State:** CT **City:** Stamford **Description:** KPMG … more
    KPMG (11/14/24)
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