- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital ... exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's … more
- Capital One (New York, NY)
- …attorney to provide business, transactional and regulatory counsel support for its Capital Markets Legal team, including for a variety of different public ... New York, New York Director (Assistant General Counsel) - Capital Markets The Capital One...well as derivatives + Advising on business initiatives implementing regulatory changes and requirements + Providing legal support and… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... responsible for managing relationships with developers and other industry stakeholders. Capital Officers market our products, understand the competitive… more
- KPMG (Stamford, CT)
- …work in a regulatory compliance and/or risk management function, capital markets organization (Asset Management Firm/Investment Adviser, Broker Dealer, ... **Business Title:** Manager, Capital Markets **Requisition Number:** 118216 -...we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive… more
- MUFG (New York, NY)
- …the organization. **Management or Supervision:** May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as ... audit and/or equivalent of experience with the financial services industry, related markets and regulated industries, specifically in the areas of Market … more
- Janus Henderson Investors (New York, NY)
- …align with your own, we would love to hear from you! Your opportunity The Capital Markets Team has broad responsibility in several major areas: engagement ... products. This includes all daily reporting to third party market makers, vendors, issuers and other regulatory ...Maintain all key relationships related to primary and secondary markets including seed capital needs, LMM assignments,… more
- Citigroup (New York, NY)
- …+ Enhance capital attribution methodology to optimize the use of capital through proforma analysis, stakeholder engagement and preparation of materials for ... Balance Sheet Management and Non-Trading Market Risk("BSM") Function is a division of circa...Treasury are minimal through an effective attribution process + Capital Attribution: Designs and implements the methodologies for attributing… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... and client objectives are met within appropriate credit, investment and regulatory guidelines + Manage relationships with key market /industry influencers… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... is the language of changing things for the better, of the future, and of Capital One. Community Finance's commitment to impact is clear. In 2023, the team originated… more
- BlackRock (New York, NY)
- …in this role. This role combines deep analytical and technical proficiency with capital markets expertise to provide advisory services to clients. BlackRock has ... advisory services, leveraging BlackRock's Aladdin platform and the firm's sophisticated capital markets , data and analytics, technology, and financial modeling… more
- HSBC (New York, NY)
- …is responsible for establishing HSBC's Group level, and certain regional level, prudential regulatory capital policies, and for advising business lines on the ... as a Second Line of Defence and provides technical regulatory capital support and guidance to functions...work environment. You will be empowered to drive HSBC's engagement with the communities we serve through an industry-leading… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- HSBC (New York, NY)
- …is desirable but not required + Technical knowledge of other areas of prudential regulatory capital , eg RWAs, leverage ratio, and capital resources under ... of risk areas eg credit risk, counterparty credit risk, liquidity risk, securitisation, market risk, etc. Global Regulatory Policy Manager - Liquidity is… more
- Citigroup (New York, NY)
- …Sections 23A and 23B of the Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also serves as one of ... and the Chief Operating Officer as well as the Markets , Services, Banking and International, Personal Banking & Wealth...helpful + Experience and track record of building successful regulatory relationships and engagement strongly preferred +… more
- Bloomberg (New York, NY)
- …Specialist, you will be responsible for continuing to grow Bloomberg's hugely successful Regulatory Data franchise throughout the Americas market . Over the years ... deliver trusted data and bring transparency to the financial markets . Our customers around the globe rely on us...+ Utilize your strong product knowledge, technical skills, and market knowledge to generate revenue for Bloomberg regulatory… more
- TD Bank (New York, NY)
- …compliance oversight **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional ... engagement plans, programs and projects to support TDS regulatory Compliance objectives + Works closely with the ...the impact and advising management of current and emerging regulatory and compliance issues, industry or market … more
- NatWest Markets (Stamford, CT)
- …and IT technologies utilized in the Broker Dealer, Bond, Repo, Treasuries and Capital Markets business + Sound knowledge of broker dealer regulations, and ... and carrying out assurance reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. The role will also ascertain… more
- Guidehouse (New York, NY)
- …global provider of consulting services to the public sector and commercial markets , with broad capabilities in management, technology, and risk consulting. By ... clients address their most complex challenges and navigate significant regulatory pressures focusing on transformational change, business resiliency, and… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with...Compliance framework, structure, programs, and systems + Knowledge of regulatory frameworks related to market abuse and… more