- S&P Global (New York, NY)
- … Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point ... escalation contact for S&P Global Ratings data and technology activities from a Compliance , Risk & Internal Controls perspective. The role will also… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also maintain the Written Supervisory… more
- Motion Recruitment Partners (New York, NY)
- Privacy Compliance Officer New York, NY **Hybrid** Contract $64.08/hr - $70/hr Our client is looking for full-time Privacy Compliance Officer . This role ... in global privacy initiatives, interacting on a regular basis with Legal & Compliance , Information Security, Technology , Business, and Internal Audit groups as… more
- Robert Half Legal (New York, NY)
- …excellent PTO and sick time are also offered. Requirements * Proven experience as a Compliance Officer or similar role within the non-profit sector for a minimum ... is responsible for supporting the implementation and development of our enterprise-wide compliance efforts, including privacy and data security and other… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...lead to improved and scalable workflows + Experience using data analysis tools and/or other technology solutions… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...talented and driven people, innovative products and solutions, cutting-edge technology , market data , and a vast network… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports the ... General Counsel and Chief Compliance Officer , its Managing Counsels and the...preferred. Gathering, analyzing, interpreting, reporting and benchmarking legal and compliance data . Project and task management, including… more
- Amazon (New York, NY)
- …to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In this role, you will ... those expectations. - Effectively manage relationships with stakeholders across business, technology , legal, compliance , and operations teams to design and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Associate Dean for Clinical Administration and Revenue Cycle Management, the Chief Clinical Technology Officer (CCTO) at NYU Dentistry is pivotal in providing ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/13160/chief-clinical- technology - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... + Investigate and respond to regulatory inquiries by obtaining requested trading data , analyzing any potential compliance issues identified, and preparing a… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with other ICRM teams and global functions, including Legal, Risk, Operations and Technology , and Finance to prevent and detect non- compliance issues and promote… more
- HUB International (Fairfield, CT)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... the development of workable action plans for correcting material compliance weaknesses; + Identifying additional necessary technology ...and resources; and + Assisting in the development of compliance monitoring of transactional data and to… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... functions in negotiating scope and timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions… more
- City of New York (New York, NY)
- …decrease avoidable health outcomes. PROGRAM AND JOB DESCRIPTION: The Division of Information Technology (DIT) aims to align technology solutions with the DOHMH ... stable, and safe computing environment, through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology &… more
- SMBC (New York, NY)
- …Tokyo, and EMEA regions, working with core Finance teams and other key colleagues ( Technology , Risk, Compliance , etc.). + Support, guide, and define roles and ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- Tradeweb (New York, NY)
- …combination of very talented and driven people, innovative products and solutions, cutting-edge technology , market data , and a vast network of clients, we ... will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our...catalyst to be set in motion. Information, imagination, people, technology -the right combination can unlock possibility and change the… more
- City of New York (New York, NY)
- …of programs, review reports for quality assurance purposes, and assist the Senior Program Officer in synthesizing and analyzing data to provide timely updates to ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...make the most of their financial resources. OFE uses data and research, policy, partnerships, and convenings to advance… more
- International Rescue Committee (New York, NY)
- …the IRC's resettlement assessment; and the collection, analysis, and use of client satisfaction data . The MEL Officer for the VR&P program will also support the ... multiple locations, remotely preferred. + Experience using mobile/ cloud-based digital technology for data collection and management. + Experience building… more