- Morgan Stanley (Purchase, NY)
- …Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Executive Financial Services - Rule 10b5-1 Ultra High Net Worth ... and needs is an important part of our culture. *DEPARTMENT PROFILE:* Executive Financial Services ("EFS") supports transactions involving restricted… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. ... Advisors ("ICA") and their clients. In addition to the Firm's comprehensive financial services , which include brokerage, investment advisory, financial … more
- CIBC (New York, NY)
- …compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe) regulatory rule requirements through proactive engagement and advisory services to CIBC's US ... its Equity and Equity Derivatives business; + Providing ongoing Compliance advisory services to the US Capital Markets business, which includes liaising with… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... consistency and adherence to the requirements of the Volcker Rule . Overall, the candidate should have a strong functional...and Skills** * Minimum of 5-10 years' experience in financial services , compliance or regulatory experience, or… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Citigroup (Queens, NY)
- …Advanced Degree a plus.** **10+ years of relevant work experience in financial services preferred.** **Experience in compliance, legal or other control-related ... is not limited to, Liquidity regulations, the Capital Plan Rule , Basel III Regulatory Capital Requirements, and Enhanced Prudential...function in the financial services firm, regulatory organization, or legal/consulting… more
- City of New York (New York, NY)
- …current City of New York employees serving in a permanent Civil Service title of Administrative Procurement Analyst, or Administrative Staff Analyst, or ... Rules and Regulations of the City of New York, Rule 6.1.9 The New York City Comptroller's Office works...New York City Comptroller's Office works to promote the financial health, integrity, and effectiveness of New York City… more
- City of New York (New York, NY)
- …the current City of New York employees serving in a permanent Civil Service title of Administrative Accountant, or any other permanent administrative title eligible ... Rules and Regulations of the City of New York, Rule 6.1.9. Candidates who are currently reachable to the...6.1.9. Candidates who are currently reachable to the Civil Service list for the Administrative Accountant title are also… more
- Wells Fargo (New York, NY)
- …Site at Wellsfargo.com/career. This position is responsible for providing legal services to the institutional and international Derivatives, FX, Repo, TBA and ... and SEC Rules, IM and VM Margin Rules, FINRA Rule 4210, the US Treasury Clearing Rule ,...exchange trading, clearing, margining, reporting and other requirements of financial reform initiatives. **In this role, you will:** +… more
- Citigroup (New York, NY)
- …to detail and complete accuracy **Qualifications:** + Demonstrable experience in the Financial Services Industry + Leadership skills including ability to work ... including FRTB; and business as usual administrative responsibilities including financial planning, resource and capacity planning, communications and development of… more
- New York State Civil Service (New York, NY)
- …of, social services benefit programs administered by OTDA and other Executive agencies (eg, the Department of Health's Medicaid program, the Office of Children ... the OTDA and OAH websites, New York State Social Services Law Section 22 et seq., 18 NYCRR 358...writing sample may be requested. Candidates with no previous service with a New York State Executive … more
- City of New York (New York, NY)
- …for Bureau initiatives. c. Designing new programs such as an Indirect Source Rule , developing a project plan for implementation, and assisting with implementation. - ... to share the Bureau's accomplishments and future goals with the agency's executive staff and the public. Successful candidates will: - Demonstrate excellent… more
- Citigroup (New York, NY)
- …who substantially influences the way things are done within Citi and/or the legal/ financial services industry, their area of responsibility. + Collaborate with ... fail to maintain these standards. **Qualifications:** + 10-15+ years of relevant financial services industry experience, including experience in an in-house… more
- RELX INC (New York, NY)
- …industry? Do you enjoy creating strategic plans and executing them to meet financial goals? About our Team LexisNexis Legal & Professional, which serves customers in ... You will connect with customers to advise the product roadmap, be an executive sponsor to customer boards (Librarian Advisory Board, CIO advisory Board, etc) and… more
- Netflix (New York, NY)
- …forecast cycles with programmatic performance insights, including the creation of financial models and executive -level presentations. + Anticipate and analyze ... Netflix is one of the world's leading entertainment services with 278 million paid memberships in over...to detail and an eye towards using the 80/20 rule to address problems + Candidates must be motivated,… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... strategies, policies, procedures, processes, and programs to prevent violations of law, rule , or regulation and design and deliver a risk management framework that… more
- City of New York (New York, NY)
- …operational efficiency efforts to streamline DYCD's core functions in administrative service , procurement, financial management and program management including ... of Youth and Community Development (DYCD) supports youth and community services through contracts with a broad network of community-based organizations throughout… more
- New York Times (New York, NY)
- …current reports on Form 8-K, proxy statements, Forms S-8, and Section 16 filings, Rule 144 filings and ensuring compliance with SEC and NYSE rules and regulations. + ... coordinate and implement large and ongoing projects. + Experience with financial statements and accounting literature and comfortable discussing underlying … more
- City of New York (New York, NY)
- …for Bureau initiatives. c. Designing new programs such as an Indirect Source Rule , developing a project plan for implementation, and assisting with implementation. - ... opportunities to share the Bureau's accomplishments and future goals with the agency's executive staff and the public. Qualifications 1. A master's degree from an… more