- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- Wolters Kluwer (New York, NY)
- …field. + At least 7+ years of experience in cybersecurity, risk management, IT governance , and regulatory compliance . + 5+ years of experience developing ... will oversee and improve our global IT & Cybersecurity Governance , Risk, Regulatory Change, Metrics, and Reporting...Metrics, and Reporting functions. You will have expertise in governance , risk management, and compliance , with experience… more
- Bank of America (New York, NY)
- Non-Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At Bank of ... necessary expertise across multiple operations functions and products. **Non-Financial Regulatory Reporting - Governance LATAM/AMRS** The Non-Financial … more
- SMBC (New York, NY)
- …integrated and centralized function across its Combined US Operations (CUSO). Specifically, the Market Risk Groups within SMBC Capital Markets , Inc. (CM) will ... level Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2.… more
- American Express (New York, NY)
- …well as related governance activities + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions and ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our...and risk stripes that include, but not limited to: market risk, liquidity and funding risk, third-party risk, IT/IS… more
- Tradeweb (New York, NY)
- …specializing in data governance functionalities tailored to financial and regulatory data management used by compliance functions. + Actively participate ... proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** The Data Governance Analyst… more
- Ankura (New York, NY)
- …and implementation; Requirements: + At least 10 years of related experience in regulatory environment: Governance , Risk and Compliance . + Bachelor's Degree ... + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance...role. This compensation range is specific to the said markets and takes into account a broad range of… more
- Morgan Stanley (New York, NY)
- …cookie classification to reflect new standards for four categories in select regulatory markets -Manage the implementation of cookie management platforms / ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to data privacy, accessibility, branding and more. The Website Governance team will be guided by regulatory … more
- Morgan Stanley (New York, NY)
- …* Ensure that policies are aligned with the organization's strategic objectives and evolving regulatory landscape. Governance and Compliance * Lead the FCR's ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...goals. The role is essential to ensuring operational efficiency, regulatory compliance , and the development of employees… more
- Optiv (New York, NY)
- …will have strong experience in machine learning (ML), data classification, data governance , AI risk management, AI compliance requirements and large language ... value and opportunity, and focus on building and delivering governance and compliance capabilities to secure and...of and/or deep expertise in at least one standard compliance framework or regulatory standard including NIST… more
- Morgan Stanley (Purchase, NY)
- …activities impacting the financial crimes procedures and processes to adhere to regulatory compliance requirements. The VP will manage establishing a feedback ... deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people is critical to our… more
- Paramount (New York, NY)
- …practices. + Strong understanding of records management, data protection, and regulatory compliance . **Additional Qualifications:** + Advanced degree or ... Paramount regularly meets its legal obligations. Experience supporting complex litigations, compliance audits, internal investigations as well as regulatory … more
- American Express (New York, NY)
- …the development of our enterprise payment services. The Director, Enterprise Payments Governance will augment our organizational compliance across all three ... **Key Responsibilities** + Implement processes, controls, and monitoring to ensure full compliance with local and international regulatory requirements + Stay… more
- TD Bank (New York, NY)
- …of product development delivery and implementation + Ensures all products are in compliance and meet all regulatory requirements + Maintains a culture of ... will support TD's US Bankcard credit card business in uplifting its governance and control environment, strengthening its foundation to unlock the long-term growth… more
- JPMorgan Chase (New York, NY)
- The team collaborates intimately with the Firmwide Chief Analytics Office, Model Risk Governance & Review, Legal, Compliance & Controls to establish and enforce ... AI/ML implementation best practices. As a Vice President AI/ML Governance Lead within the Commercial & Investment Bank (CIB),...control managers and lines of business for any Audit, Regulatory and Client requests + Enhance and streamline AI/ML… more
- Citizens (New York, NY)
- …credit culture and oversight framework to ensure adequacy of risk/reward balance, regulatory compliance , governance structure, risk appetite, and credit ... cover the New York Metro Region for the Middle Market organization. This role is a highly visible leadership...control environment and culture, with a key focus on regulatory compliance & relations. + Credit Approval:… more
- Citigroup (New York, NY)
- The role will be part of the NAM Markets CAO Office, working alongside others responsible for providing support on oversight and governance of the US ... broker-dealer chain legal entities. This role reports into the Chief Legal Entity Governance Officer and is a critical member of the Legal Entity Governance team… more
- KPMG (New York, NY)
- …risk assessments, identify, document, and manage emerging risks associated with data governance , compliance , and the firm's strategic growth objectives including ... Masters preferred + Experience navigating the evolving AI and data regulatory landscape to develop and implement compliant governance practices… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more