- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Department: Date Posted: Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY RANGE: $140,000 - $165,000 HAY POINTS: 954… more
- Morgan Stanley (New York, NY)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a... is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with… more
- Morgan Stanley (New York, NY)
- …to risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide consultation… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... with regulators to provide essential risk context. * Reports risk -related data including risk exposure, compliance to risk policies, and… more
- Citigroup (Queens, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Queens, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I with support the day-to-day execution of Wealth's first-line risk management framework. The professional will closely ... risks for our business. This role will be engaged in driving policy compliance across the Enterprise Risk Management Framework for the Wealth organization.… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I is a...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. ... control issues with transparency. **Qualifications:** + 10+ years experience in Operational Risk Management, Audit, Compliance or other control function +… more
- Morgan Stanley (Purchase, NY)
- …benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* ... Solutions (ICS) Business Control Unit (BCU) is a first line of defense risk function responsible for overseeing operational risks and controls for all business units… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of ... monitoring process; Review and approve risk framework for Market Risk for risk -taking units Monitor compliance with risk limits/triggers. + Drive… more
- Morgan Stanley (Purchase, NY)
- …governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will be responsible for supporting ... data. * Support and partner with business units, legal, risk , and compliance teams to ensure business... Risk * **Title:** *Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... Root cause assessment + Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with issue owners and… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- City of New York (New York, NY)
- …health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, and ... to cyber threats. We are seeking a dynamic Cybersecurity Risk Analyst to play a pivotal role in enhancing...responding to changes requested by third parties to ensure compliance and data protection. Develop and implement efficient processes… more