- Capgemini (New York, NY)
- …and build a more sustainable, more inclusive world. **Job Description:** **Job Title** : Securities practice Manager **Job Location :** NYC **Job Description ... business analysis of securities change initiatives is also critical. A Securities Practice Manager will initiate, plan, manage and drive initiatives that… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,...of the position, the incumbent must be qualified to practice law in NY State with a minimum of… more
- Wolters Kluwer (White Plains, NY)
- …inquiries. This is an individual contributor role reporting to the Manager , Content Management - Legal and Regulatory. **RESPONSIBILITITES** + Track regulations ... **QUALIFICATIONS** **Education:** + Law degree with 8+ years of practice or research experience OR, + Master's degree with...+ Media or publishing industry experience. + Experience in securities , banking, or antitrust law. **TRAVEL:** up to 5%… more
- TD Bank (New York, NY)
- …advice to the business. **Qualifications/Competencies/Accreditation:** + The incumbent must be qualified to practice law in NY State with between 5 to 10 years of ... of the position, the incumbent must be qualified to practice law in NY State with a minimum of...new regulations and regulatory compliance **Who We Are** TD Securities offers a wide range of capital markets products… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...the SMBC Global Markets business unit. The Credit Intake Manager will be part of the Client Lifecycle team… more
- S&P Global (New York, NY)
- …12 **The** **Role:** Associate Director, US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The Location:** (flexible) Chicago, IL / Dallas, TX / ... related to credits, as assigned by a more senior manager . CAPE is a unique team, given its cross...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the ... as necessary. The broker dealers being supported include Capital One Securities , Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers"… more
- KPMG (New York, NY)
- **Business Title:** Manager , Capital Solutions **Requisition Number:** 119344 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... **Description:** KPMG Advisory practice is currently our fastest growing practice ....a career in Advisory. KPMG is currently seeking a Manager , Capital Solutions to join our Capital Solutions group… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Deloitte (Stamford, CT)
- …any of these questions, you should consider a career in Deloitte's Business Tax Services practice ! What You'll Do As a Tax Manager within the Financial Services ... following accreditations obtained: + Licensed CPA in state of practice /primary office if eligible to sit for the CPA...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Neuberger Berman (New York, NY)
- …reporting, tracking, and presentations to senior management + Facilitate best practice process management with various operational and administrative areas of the ... 5+ years experience in financial services operations + Broad knowledge of the securities industry and variety of investment vehicles + Knowledge of general … more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- KPMG (Stamford, CT)
- …then consider a career in Advisory. KPMG is currently seeking a Manager to join our Advisory Services (https://advisory.kpmg.us/) practice . Responsibilities: + ... **Business Title:** Manager , Capital Markets **Requisition Number:** 118216 - 20...Interest:** **State:** CT **City:** Stamford **Description:** The KPMG Advisory practice is currently our fastest growing practice .… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... environment for employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge, operational excellence and… more