- Bank of America (New York, NY)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking...a successful transformation. The Corporate Audit Services Senior Audit Project Manager is… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... clearly understood and followed. * Generate detailed reports of audit results and present findings to senior ... procedures and compliance and AML, OFAC, Sanctions and BSA regulations * Possess relevant certifications such as Certified… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...This Risk Portfolio Manager will partner with Senior Leaders, Risk/Compliance/ Audit (RCA) Consultants, RCA Managers… more
- Scotiabank (New York, NY)
- …guidance for remediation if deficiencies identified. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across ... Manager , First Line Operational Risk, SBUS Risk Assessments...Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed… more
- Scotiabank (New York, NY)
- …data points to the operational risk framework. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across their ... Manager , First Line Operational Risk & RCSA **Requisition...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA /AML, CRCA, Risk ID, operational resiliency, to tie critical… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... for identifying, quantifying, and mitigating risks associated with customers across the bank . The team is also responsible for working with cross-functional teams… more