- KPMG (Stamford, CT)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 113212 - 20 **Function:** Tax Services **Area of ... seeking a Manager / Senior Manager to join our Global Compliance Management...courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market… more
- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...Meet with individuals, groups and management as necessary to " market " the Internal Control program for integration into business… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Oura (New York, NY)
- …they need to do their best work - both in and out of the office. As the Senior Manager of Global Trade Compliance at Oura, you will lead the global trade ... compliance function, ensuring adherence to all applicable import/export laws...culture of collaborative and passionate coworkers Oura takes a market -based approach to pay, which may vary depending on… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...execution of tasks to support senior management within the Americas Division Compliance … more
- Amazon (New York, NY)
- Description We are looking for an exceptional leader to build and manage compliance processes and protocols for Amazon Fashion. This role will enable new business ... opportunities by executing on a broad range of product compliance matters, working directly with business leadership, procurement, transportation, operations, legal,… more
- KPMG (Stamford, CT)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... KPMG's respectful and courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- Parsons Corporation (New York, NY)
- …systems to analyze information. Under the direction of the Senior Manager of Procurement Operations and Compliance , the selected Candidate's Responsibilities ... you're looking for. **Job Description:** **Parsons is looking for an amazingly talented** ** Senior Manager , Contract Administration** **to join our team! In this… more
- City National Bank (New York, NY)
- ** SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities Market Risk New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... by trading desks, especially Exotics and Investable Indices, the market risk manager will assess a broad...senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit. This role will ... support the Markets Technology Audit team, which provides technology audit coverage...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KPMG (Stamford, CT)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 20 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... **LOB Specific Summary** We are looking to hire a Senior Technology Manager to lead development of...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a ...assurance coverage of the Broker Dealer - Citi Global Markets Inc. This role will include producing relevant Management ... insights to the CGMI Board. + Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to the broker… more
- BMO Financial Group (New York, NY)
- …provides advice in calculation, analysis, and reporting of financial results in compliance with applicable standards and regulatory requirements. Works across BMO to ... and trends to inform decision-making. + Monitors and tracks financial information compliance with standards and regulations, and addresses any issues. + Provides… more
- Affinius Capital (New York, NY)
- …with Senior Managing Director or Executive Director, Capital Markets , acquisition or developmentrepresentative, portfolio manager , COO, in-house and ... to meet the critical need for housing solutions, and for other market and capital structure opportunities exhibiting compelling risk-return characteristics. For more… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more