- Citigroup (Queens, NY)
- … reporting along with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. + Keep abreast of industry, ... clearly, concisely and accurately using written and verbal communications with Senior Management, Regulatory Agencies and Internal/External Auditors as well… more
- Citigroup (Queens, NY)
- …brokerage, trade and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory ... Basel III Endgame, Banking Book Equities, and Capital. The Regulatory Capital Policy Group: + Forms the First Line...Prepare ad hoc materials that may be presented to senior management, regulators, etc. **Qualifications** + Bachelor's degree in… more
- Citigroup (New York, NY)
- **FUNCTION OVERVIEW** : As part of SMBIC Data and Regulatory Operations, the Regulatory Operations Change Team's primary responsibility is to execute ... regulatory change initiatives. Its remit includes: + Implementation of...of, benefits of change, both qualitative and quantitative - senior management presentations + Liaise with Business Execution and… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of ... committed to diversifying its workforce (M/F/Disability/Vet **Job:** **Wealth Management* **Title:** * Vice President , Wealth Management - Regulatory Change… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management. **Job… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President within the Asset & Wealth ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... regulations. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments. This… more
- Citigroup (New York, NY)
- ** Senior Vice President - Capital and RWA Oversight** Finance Chief Risk Office (Finance CRO) organization is responsible for second-line oversight of ... regulatory capital management, including measurement of spot ... senior management. **Reporting Structure** **and** **Responsibilities:** The Senior Vice President - Capital… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets ... achieve sustainable strategies, supervision, operating practices and governance aligned with regulatory requirements and Bank policies and appetite. This group is… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to ... and agreements. + Use aforementioned analysis to prepare timely borrower and regulatory rating recommendations and maintain proper accrual status on each account. +… more
- Rising Ground (New York, NY)
- …relations, payroll, benefits, compensation, and regulatory compliance. Reporting to the Senior Vice President of Human Resources, this position ensures ... and forward thinking. As a direct report to the Senior Vice President of Human...providing guidance and consultation regarding problem solving, dispute resolution, regulatory compliance, litigation avoidance and strives to resolve internal… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will collaborate closely with… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst, Vice President This position will report to ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Farmingdale State College (Farmingdale, NY)
- …student body. As a part of the President 's cabinet, the Vice President for Student Affairs will join the senior leadership team of newly appointed ... 30 2024 Job Description: Farmingdale State College seeks a Vice President for Student Affairs (VPSA) who...related to student affairs, ensuring compliance with legal and regulatory requirements. The VPSA will have the essential responsibility… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Bank of America (New York, NY)
- …& gas, midstream and downstream energy and metals & mining. * The Vice President will work closely with both senior and junior team members within the GMC ... Vice President - Global Markets Credit...requirements, policy and procedure updates, risk rating scorecard maintenance, regulatory inquiries, limit requests, and other ad hoc projects.… more
- CAMBA (Queens, NY)
- …on-site security and social services Position: Vice President Reports To: Senior Vice President Location: 9400 Ditmas Boulevard, Queens, NY 11369 ... What The Vice President Does: + Clearly communicate both...of staff. + Ensure that the site meets all regulatory compliance (ie-health, DHS, OTDA, Callahan, RSRI, safety, and… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business ... US Banks Enterprise Risk Management (ERM) Team. The ERM Vice President role is focused on enhancing...is responsible for managing the Banks' Risk Governance Framework, regulatory management and oversight, as well as managing Swap-Dealer… more