- Citigroup (Queens, NY)
- …projects as well as implementation of new reporting systems. **Responsibilities:** + Lead the review of multiple areas of regulatory filings such as FR ... Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group...(USRRI) to strengthen controls and improve report accuracy. + Lead /participate in regulatory exams, internal audits and… more
- Citigroup (Queens, NY)
- …of remediated or closed reporting issues to determine if historical regulatory reports require refiling. Key Responsibilities: + Lead forums with ... be in the office 3 days per week._** The Lead Analyst position is an integral member of the...teams to determine if refilings are necessary + Leverage regulatory reporting subject matter expertise to provide… more
- Citigroup (New York, NY)
- …initiatives. **KEY RESPONSIBILITIES** : + Direct management of multiple regulatory reporting projects + Champion upcoming regulations and lead key elements ... and develop controls to address any gaps in the regulatory reporting framework at Citi CANDIDATE QUALIFICATIONS...discussions and present to senior stakeholders + Ability to lead planning sessions challenging the status quo where appropriate… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Management Lead - Vice President within the Asset & Wealth Management Regulatory ... relationships within Compliance and with the Business, Operations, Control Management, Regulatory Reporting , Technology, Risk, Legal and Internal Audit. +… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... meetings; and developing reports for senior management. **Job responsibilities** + Lead regulatory examinations impacting the CDAO through the entire exam… more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business ... US Banks Enterprise Risk Management (ERM) Team. The ERM Vice President role is focused on enhancing...within the ERM team. Primary Responsibilities > Establish and lead high priority initiatives with a regulatory … more
- Morgan Stanley (Purchase, NY)
- …regulatory exams and internal audits. * *Risk Appetite and Related Metrics* - The VP will lead regulatory and business change activities associated with ... AML/financial crimes risk. * *Procedure Management* - The VP will lead regulatory and business change activities impacting the financial crimes procedures… more
- Morgan Stanley (New York, NY)
- …for people to learn, to achieve, to grow. Overview: We are looking for a Vice President , Website Governance to join a new team within Firmwide Marketing called ... in this role. Job Summary: Specific responsibilities for the role of Vice President , Website Governance include: -Coordinate an enterprise-wide Website… more
- Morgan Stanley (New York, NY)
- …risk monitoring, strategic projects/initiatives, and business management. Background on the Position This Vice President role is within WM & US Banks Enterprise ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **WM Risk* **Title:** * Vice President , WM Risk & US Banks (Risk Management)*… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... including by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial… more
- Morgan Stanley (New York, NY)
- …three principal business segments-Institutional Securities, Wealth Management, and Asset Management. The Vice President position is with Morgan Stanley Bank, NA ... Association (US Banks) on the US Banks Inter-Affiliate Team. The Affiliate Team Vice President position is responsible for supporting the US Banks' Internal… more
- Citigroup (Queens, NY)
- … Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory Reporting Interpretive Office covering Basel III Endgame, Banking Book ... Key stakeholders include Risk Management, Accounting Policy, Legal, Product Control, Regulatory Reporting , and the business. + Participate in cross-functional… more
- Dow Jones (New York, NY)
- …identifying, evaluating, negotiating, and integrating acquisitions. Reporting directly to the Senior Vice President of Strategy, as VP of M&A, you will ... Role:** Our Mergers & Acquisitions team is seeking a Vice President who will play a crucial...companies that align with the company's strategic objectives. + Lead the identification, evaluation, and prioritization of potential acquisition… more
- Citigroup (New York, NY)
- …to senior management. ** Reporting Structure** **and** **Responsibilities:** The Senior Vice President - Capital and RWA Oversight will be responsible ... **Senior Vice President - Capital and RWA...and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *New York-Purchase* **Requisition ID:** ... laws, rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. *Responsibilities:* The KYC Office Risk and… more
- Morgan Stanley (New York, NY)
- …Firmwide Marketing Risk team is looking for a Risk Officer to be the team's Vice President , Operational Risk. This position is intended for a go-getter who is ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Administration* **Title:** * Vice President , Operational Risk, Firmwide Marketing *… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets… more
- WSP USA (New York, NY)
- …USA is looking for talented individuals to join our team as an **Assistant Vice President ** to support the company's growing Sustainability, Energy and Climate ... your interest in sustainability.**_ **Your Impact** Duties and Responsibilities As an Assistant Vice President , you will be expected to join and lead… more
- American Express (New York, NY)
- …management practices in accordance with the OCC's Heightened Standards guidelines. As the Vice President of Knowledge & Training for the Enterprise Control ... the strategic direction and execution of the firm's operational risk training initiatives. Reporting into the Enterprise Control Utilities Lead , you will lead… more
- MUFG (New York, NY)
- …team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to service, monitor, and manage ... proactively monitor deals and assign timely internal ratings and reporting ; and (iv) assist Division Manager in special projects,...MUFG is the Agent, or may not be the Lead Agent, but has a significant position in terms… more