- ManpowerGroup (New York, NY)
- …coverage over the banks Swap Dealer Operations. **Job Title: Vice President , Compliance Monitoring & Testing (Swaps)** **Location: New York, NY ... top banking client is seeking a Vice President of Compliance Monitoring & Testing...rules and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing… more
- TD Bank (New York, NY)
- …Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes ... approach and the overall results and findings of the compliance testing review. + Build relationships with...firm. + Proficient in Word, Excel and PowerPoint The VP Compliance TDS oversees/leads a team(s) of… more
- SMBC (New York, NY)
- …options, currency futures, treasury futures & options, etc Therefore, CM is seeking a Vice President within its Risk Management Department. The role will report ... risk governance framework across CUSO under FRB regulations. 2. Monitors the firms compliance with the Volcker Rule and produces monthly analysis. 3. Assists Group… more