- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …matters and Section 16 reporting + Assisting in the development of various corporate policies and programs, including securities trading and Regulation FD and ... shareholder engagement + Monitoring and maintaining awareness of pending securities and corporate governance regulations and developments that are relevant to… more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... This role serves as a key legal advisor for corporate governance, securities law compliance, and legal...compliance, and legal aspects of mergers and acquisitions, providing counsel to senior leadership, Board of Directors… more
- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change Governance ... Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment...ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
- TD Bank (New York, NY)
- …responses across relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses + Develop and implement ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Wells Fargo (New York, NY)
- …is seeking an experienced and commercially minded attorney to join our Legal Department as Senior Counsel - Senior AVP supporting the global Debt Capital ... + Draft complex legal documents, review and negotiate documents prepared by outside counsel + Independently resolve moderately complex issues and lead team to meet… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Investment Banking, Tech, Innovation and ... documents; (v) reviewing and negotiating transaction documents prepared by outside counsel , including securities offering materials and contractual arrangements… more
- Wells Fargo (New York, NY)
- …commercially minded attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) business. This role will provide ... including IPOs, follow-on offerings, private placements, convertible debt offerings, corporate share repurchases and liability management transactions. For additional… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Wells Fargo (New York, NY)
- …firm policies + Monitor litigation risk and developments (for example, Delaware corporate law trends), coordinate strategy with outside counsel where authorized, ... this role, you will:** + Provide front‑line legal support to deal teams, senior management and compliance, risk and control partners, acting as a trusted advisor… more
- AIG (New York, NY)
- … counsel . + Experience with (re)insurance matters and (re)insurance-related corporate transactions preferred. + Ability to manage multiple projects and ... key to AIG's strategic initiatives. This position reports to the Deputy General Counsel for Reinsurance. Specific Responsibilities Include : As a leader, you are… more
- Warner Bros. Discovery (New York, NY)
- … Secretary functions for the company. This role will oversee all corporate governance, securities compliance, public company reporting, and board operations, ... and corporate strategy. This leader will partner closely with senior executives, the Board of Directors, and key functional stakeholders across treasury,… more
- Wellington (New York, NY)
- …firm including portfolio managers, fixed income traders, industry analysts, internal counsel , global relationship management, securities valuation team, and the ... will play an important role in analyzing complex private and illiquid credit securities to determine fair valuation. The determination of the fair value will require… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $200,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is… more
- Intercontinental Exchange (ICE) (New York, NY)
- …Listings Operations Committee; initiate delistings for cause; coordinate delistings with corporate communications, securities operations, market watch and client ... NYSE American issuers and their representatives, including management, financial advisors, outside counsel and auditors and work within a dynamic and cohesive team… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... legal terms with clients; work with internal and external counsel on margin lockup agreements * Coverage: day-to-day coverage...limit breaches * Develop and refine procedures * Support senior management with ad hoc queries and audits Coverage… more
