- Vanguard (Malvern, PA)
- Global Risk and Security (GR&S) at...powered by responsible AI. We're hiring a senior technical risk advisor to support our enterprise AI ... its promise to give investors the best chance for investment success. In this role you will partner with...protect our client and company data. The senior technical risk advisor is a critical partner to… more
- TD Bank (Exton, PA)
- …Client Portfolio Advisor I is a role within the Centralized Investment Management team that partners with Trust Advisors & Relationship Managers to provide ... services to HNW clients. The Private Client Portfolio Advisor I will utilize technical investment expertise...TD's leadership profile, customer and employee experience agendas and risk and control culture + Creates an extraordinary place… more
- Vanguard (Malvern, PA)
- …and enhancing an evergreen and comprehensive compliance program for Vanguard's investment advisor business. Working for the Chief Compliance Officer, ... investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard… more
- Vanguard (Malvern, PA)
- …will have experience with 1940 Act products, portfolio oversight, and global regulations impacting investment management. Prior experience with private ... and portfolio managers and traders, to drive robust compliance risk management. This role reports to the Head of... management. This role reports to the Head of Global Fund, Advisor , and Distribution Compliance and… more