• Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... more
    Citigroup (11/21/24)
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  • Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... more
    Citigroup (01/29/25)
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  • Senior Compliance Officer

    TD Bank (New York, NY)
    …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
    TD Bank (01/28/25)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
    Scotiabank (01/22/25)
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  • Market Risk Officer Rates Linear…

    Citigroup (New York, NY)
    Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... more
    Citigroup (12/25/24)
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  • Senior Compliance Officer - Branch…

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... more
    TD Bank (01/28/25)
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  • Senior Compliance Officer - Fixed…

    BMO Financial Group (New York, NY)
    …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... more
    BMO Financial Group (02/12/25)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... more
    S&P Global (11/30/24)
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  • Business Risk and Control Officer , Vice…

    Citigroup (New York, NY)
    …related matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the newly formed Markets Ops COO Global Risk ... more
    Citigroup (02/14/25)
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  • Business Information Security Officer

    S&P Global (New York, NY)
    …We are looking for a pro-active and forward-thinking Business Information Security Officer that is well versed in information security management principles and ... more
    S&P Global (12/16/24)
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  • Investment Technology Systems Officer

    New York State Civil Service (New York, NY)
    …State Comptroller, Office of the Title Investment Technology Systems Officer (Special Investment Officer )Item#06980(2) Occupational Category IT Engineering, ... more
    New York State Civil Service (02/11/25)
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  • Credit Officer , Securitization Associate

    SMBC (New York, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... more
    SMBC (01/10/25)
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  • Senior Lead Control Management Officer

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... more
    Wells Fargo (02/11/25)
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  • Deputy Chief Audit Officer

    Amalgamated Bank (New York, NY)
    The Deputy Chief Audit Officer (DCAO) supports the Chief Audit Executive in leading the internal audit function, ensuring compliance with regulatory ... more
    Amalgamated Bank (01/10/25)
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  • Vice President, Compliance Monitoring…

    TD Bank (New York, NY)
    …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
    TD Bank (01/28/25)
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  • VP, Operational Risk & Resilience, Global…

    BMO Financial Group (New York, NY)
    Markets Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit ... more
    BMO Financial Group (02/13/25)
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  • VP, Operational Risk & Resilience, Control…

    BMO Financial Group (New York, NY)
    Markets Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit ... more
    BMO Financial Group (01/29/25)
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  • Stress Testing Independent Review…

    Citigroup (New York, NY)
    …(where possible) that will enable the business to make rapid decisions against market condition changes + Ensures the compliance of development and validation ... more
    Citigroup (01/05/25)
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  • Director, Regulatory Compliance Management…

    CIBC (New York, NY)
    …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio Management is ... more
    CIBC (01/23/25)
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  • Compliance Conflict of Interest Manager

    City National Bank (New York, NY)
    …of modification and enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the ... more
    City National Bank (01/17/25)
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