• Vice President , Compliance…

    SMBC (Jersey City, NJ)
    …testing of its broker / dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of the monitoring and testing program. ... more
    SMBC (12/17/24)
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  • Senior Accountant Policy Specialist - Vice

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President , Accounting Policy Specialist. The Vice President ... more
    SMBC (01/15/25)
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  • Vice President , Regulatory…

    Citigroup (New York, NY)
    The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers ... more
    Citigroup (12/14/24)
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  • Technology, Operations & Procurement Counsel,…

    SMBC (New York, NY)
    …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... more
    SMBC (01/09/25)
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  • Highbridge - Illiquid Valuations Specialist…

    JPMorgan Chase (New York, NY)
    …alternative portfolios to client needs. As an Illiquid Valuations Specialist - Vice President within Highbridge's Controllers team, you will be responsible ... more
    JPMorgan Chase (12/06/24)
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  • Internal Audit, Vice President

    MUFG (New York, NY)
    …Risk Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap ... more
    MUFG (01/24/25)
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  • Vice President , Credit Intake…

    SMBC (New York, NY)
    …SMBC Nikko Securities America, Inc. (Nikko US) is an SEC-registered securities broker - dealer and member of the Financial Industry Regulatory Authority (FINRA) ... more
    SMBC (11/08/24)
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  • Corporate Tax, Vice President

    MUFG (New York, NY)
    …at this level has some understanding of the firm's different businesses (bank, broker - dealer and leasing) and the related economics. + Oversee tax provisioning, ... more
    MUFG (11/09/24)
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  • Vice President , Mid-Back Business…

    SMBC (New York, NY)
    …Fixed Income, Equities, Futures and Credit Derivatives + Functional knowledge of Broker / Dealer and Market Making related compliance and risk management ... more
    SMBC (11/20/24)
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  • Corporate Compliance Internal Auditor - Financial…

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff ... more
    Mizuho Corporate Bank (01/22/25)
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  • Liquidity Risk Oversight Manager

    SMBC (New York, NY)
    …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... more
    SMBC (01/24/25)
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  • Regulatory Control Governance - Associate

    SMBC (Jersey City, NJ)
    …the compliance to applicable US regulatory reporting requirements. Reporting to the Vice President , Regulatory Reporting Controller, the Associate is responsible ... more
    SMBC (10/29/24)
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