- Boehringer Ingelheim (Ridgefield, CT)
- …To protect the assets of BIPIs and to provide support to the Director , Contract Compliance by: managing the administration of Administrative Fees (BIPI) ... that ensure the best positioning possible in the Managed Markets consistent with product revenue and operating profit goals...., this individual will also provide support to the Director , Contract Compliance as it pertains to… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,...member of the Ross Legal and Compliance team, as part of the New York\-based Legal… more
- City of New York (New York, NY)
- …The Office of Human Resources is seeking a qualified individual to serve as a Deputy Director of the Compliance Unit. The Deputy Director will be responsible ... training to new employees, managing employee performance and compensation, and ensuring compliance with all applicable employment, civil service, and labor laws. In… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 31/12/2199 Stamford,United States Permanent Full Time \#R-00241613 Our people ... the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking...from the business with regards to eTrading. + Review market abuse alerts related to eTrading business. + Represent… more
- ITT (Stamford, CT)
- …trade professional with at least 10 years of relevant experience to lead the trade compliance team and serve as Director , Global Trade Compliance . Reporting ... solve their most critical needs across key global end markets . Our continuous improvement mindset drives our commitment to...to the Senior Vice President and General Counsel, the Director , Global Trade Compliance is primarily responsible… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director , RCM Portfolio Management is ... management context. + Experience in providing regulatory or compliance advice in connection with derivatives markets ...salary range of $140,000-$175,000 for the New York, NY market based on experience, qualifications, and location of the… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director , Compliance Transformation Project Manager oversees and manages ... environment, and maintaining effective communications and reporting. The successful Director , Compliance Transformation Project Manager possesses demonstrated… more
- S&P Global (New York, NY)
- …use):** 13 **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- TD Bank (New York, NY)
- …findings, enhancements, and overall effectiveness of a surveillance program. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals ... can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- Boehringer Ingelheim (Ridgefield, CT)
- …assets of BIPI, as applicable, and to provide support to the Associate Director , Contract Compliance by: developing a comprehensive discount accrual forecasts ... Within the Contract's Department, this individual will provide support to the Associate Director , Contract Compliance and the Director of Contract… more
- Adelphi University (Garden City, NY)
- …in the administration of other training activities. This Position Reports To:Clinical Director SALARY INFORMATION: In compliance with New York's Pay Transparency ... Assistant Clinical Director , PhD Program in Clinical Psychology Job Department/School...education/training, key skills, internal peer equity, as well as market and organizational considerations when extending an offer. The… more
- HSBC (New York, NY)
- …support functions on non-financial risks and regulations. The Global Debt Market Compliance team is part of the Markets and Security Services Compliance ... and the planet we all share. The Global Debt Market Line of Business Compliance Officer will...the Group's businesses. This individual generally works under the Director of FICC Compliance , but is expected… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is looking for a Director of Governance, Risk Management & Compliance who will be responsible for establishing and maintaining the company's ... a comprehensive controls framework with global third-party risk management. The director ensures the company's technical systems and information assets are… more
- City of New York (New York, NY)
- …works under the direction of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with agency policies and data ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB) Data Unit....for inquiries from OMB and other senior staff. 5. Compliance and Performance Management: - Ensure compliance … more
- Danaher Corporation (Port Washington, NY)
- …Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. Director Global Quality and Regulatory Compliance ... and/or procedures advises on impact of regulations, devises strategies for compliance , and liaison with regulatory bodies. Investigates and resolves compliance… more