- Raymond James Financial, Inc. (Southfield, MI)
- …of regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC , remains current and effective. + ... through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact with… more
- Huntington National Bank (Detroit, MI)
- …- Senior This candidate will report directly to the Control Room Manager within Corporate Compliance. The candidate will have primary responsibilities related to ... of interest as they become identified. Under the direction of the Control Room Manager , the compliance team lead is responsible for assisting in the documentation of… more