- Bank of America (New York, NY)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Audit Manager - Executive Director on the Financial Crimes Audit Team. This is an individual contributor role ... oversee assigned audits + Provide timely feedback, coaching and monitoring of audit work and staff +...regulations and financial crimes risk. + Experience in auditing Transaction Monitoring risks and controls in accordance… more
- Scotiabank (New York, NY)
- …trading supervision activities (1st line 1B, COO, and GWO) including transaction recording, booking framework, surveillance & monitoring , supervision framework, ... for audit issue resolution. + Support the unit's continuous monitoring program to understand and identify changing conditions within business, risk and… more
- Morgan Stanley (New York, NY)
- …material economic terms investigation and governance & metrics - Experience with transaction reporting preferably in FINRA Consolidated Audit Trail (CAT) - ... Risk and Regulatory Control to be responsible for the firm's daily Consolidated Audit Trail (CAT) operations reporting needs and operate priorities to align the… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... on core BSA/AML compliance program requirements including customer due diligence, transaction monitoring , investigations, risk assessment, etc. + Assesses issues… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Senior Manager , RES Lease Accounting -Housing And Transportation Administration Real Estate-BI Corporate-42nd Street-Full-Time-Days** This ... and Administration, Financial Lease Administration, Financial Due Diligence, Financial Audit /Reporting and Special Projects. Mainly responsible for the oversight of… more
- Wells Fargo (New York, NY)
- …completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate ... Branch Manager (ABM) or exempt Branch Manager (BM)...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- Bowery Residents Committee (Manhattan, NY)
- Overview: Reporting to the Vice President of Contracts, the Contract Manager will oversee and manage a portfolio of government and foundation grants. ... reimbursement payments. + Perform post-award activities including regulatory compliance monitoring , salary and insurance allocations and effort reporting, materials… more
- Bank of America (Stamford, CT)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... Coverage plan to include, at a minimum, examinations, transaction reviews, risk assessments and issue management. Serve as subject matter expert for and/or lead… more
- New York State Civil Service (New York, NY)
- …Performs reviews on applicants seeking a DFS license/charter, identifying transaction monitoring on-chain deficiencies and communicating said deficiencies ... the BSA/AML laws, regulations, guidance, and best practices, relevant to transaction monitoring , suspicious activity reporting, money laundering typologies and… more
- M&T Bank (New York, NY)
- …this role is expected to have primary focus on either: 1) the Transaction Management department within the Global Capital Markets - US business unit; which ... timely and effective resolution of complex issues identified through monitoring and testing. + May interact with State and...lines of business, and support organizations such as Internal Audit and Legal on an ongoing and regular basis… more
- Anywhere Real Estate (New York, NY)
- …employees with cost-effective, customized services. Cartus is currently seeking a Manager to join our Danbury, CT International Assignment Compensation Services ... for accuracy of their own workload as well as audit the work of an Analyst I and Associate...handling all standard analyst I duties + Assist in monitoring and mentoring Analyst I and Associate to standard… more
- International Rescue Committee (New York, NY)
- …of our partnerships, including ensuring high-quality budgets, financial reports, and monitoring . This position is also responsible for any financial capacity ... that the funding is captured and budgeted * Provide transaction coding guidance to Technical Excellence Leadership as requested....as possible. * Work with Awards Managers to ensure audit readiness of projects. Partnerships Finance (20%) * Lead… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... accounting positions taken + Assist external auditors with quarterly reviews and year-end audit testing and assist in the execution of the internal controls review… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management, a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. We provide customized ... Field questions and run analyses for the Fund's Portfolio Manager and Director of Finance + Oversee third parties... and Director of Finance + Oversee third parties monitoring their compliances with responsibilities, audits, budgets and deadlines.… more
- SMBC (White Plains, NY)
- …Model Validation Specialist that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The Compliance Model ... standards. Draft policies and procedures for model development and maintenance. Audit policies and procedures. Create a number of backtesting methodologies to… more
- JPMorgan Chase (New York, NY)
- …as well as cross-business regulatory engagements. Reporting to the Regulatory Engagement Manager for Asset & Wealth Management, you will cultivate the team's ... types include regulatory examinations, focused reviews, ongoing supervision and monitoring , and ad hoc meetings and information requests. **Job Responsibilities**… more