• Capital Markets Advisory

    NatWest Markets (Stamford, CT)
    Capital Markets Advisory and Control Room Associate Stamford,United States Permanent Full Time \#R-00244245 Our people work differently depending on ... the department and the business._ Join us as a Control Room Officer + In this role, you'll identify...and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries… more
    NatWest Markets (01/04/25)
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  • Advisory Capital Projects Senior…

    Deloitte (New York, NY)
    …you to develop personally and professionally, consider a career in Deloitte Advisory 's Infrastructure & Capital Projects practice. We are seeking individuals ... Advisory Senior Consultant - (Davis-Bacon Act/PWA) - Infrastructure & Capital Projects Do you want to help clients identify key business issues to drive… more
    Deloitte (11/21/24)
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  • Swap Dealer Advisory , VP

    NatWest Markets (Stamford, CT)
    …issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/services within capital markets and banking as well as a focused ... to the swap dealer and policies and procedures. + Advisory coverage of the NatWest Markets business...to work collaboratively and persuasively with front office and control functions toleverageavailable resources and talent to help drive… more
    NatWest Markets (01/04/25)
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  • Director, OFAC Advisory

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... Director, OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00 -...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (12/31/24)
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  • Senior Compliance Officer - Public Side…

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (11/27/24)
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  • Compliance Infrastructure Advisory

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...teams across functions, including Compliance Surveillance and Swap Dealer Advisory , to review control reports and enhance… more
    SMBC (12/29/24)
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  • Global AML Advisory , Securities - Vice…

    MUFG (New York, NY)
    …+ Demonstrated experience providing AML advice for Securities sales and trading, capital markets , and/or investment banking business lines. + Demonstrated ... is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to...control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client… more
    MUFG (12/12/24)
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  • Manager, US Internal Control and Global…

    Scotiabank (New York, NY)
    …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
    Scotiabank (11/30/24)
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  • Business Risk and Control Group Manager,…

    Citigroup (New York, NY)
    …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
    Citigroup (10/08/24)
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  • Compliance Control Room

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Head of Americas Control Room. Performs core Control Room advisory and monitoring functions including... and monitoring functions. This requires interacting with Debt Capital Markets (DCM), Equity Capital more
    SMBC (12/10/24)
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  • Business Risk & Control - Data Loss…

    Mizuho Corporate Bank (New York, NY)
    …tailored for different employee profiles. Qualifications Industry Background: Corporate Banking/ Capital Markets - Financial Services Years of Experience: ... Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
    Mizuho Corporate Bank (01/04/25)
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  • Business Risk and Control Manager, VP

    Morgan Stanley (Purchase, NY)
    …funds, closed-end funds, alternative investments, insurance and annuities) and global capital markets (eg,fixed income, equities and structured products) * ... preserve and manage wealth. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management, annuities… more
    Morgan Stanley (11/15/24)
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  • Manager, Cyber and IT Risk Management

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (12/19/24)
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  • Senior Manager, Enterprise Anti-Bribery…

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (12/01/24)
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  • Senior Manager, Technology and Cyber Risk Advisor

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (12/09/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (01/04/25)
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  • Internal Securities Auditor

    Mizuho Corporate Bank (New York, NY)
    …of the financial services industry, including audit, financial, investment banking and capital markets , risk management, or technology functions. Possesses at ... Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
    Mizuho Corporate Bank (11/14/24)
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  • Regulatory Policy Manager - Credit Valuation…

    HSBC (New York, NY)
    …+ Ability to act as an advisor and challenger to business lines and other control functions on all aspects of regulatory capital policy + Ability to formulate ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more
    HSBC (12/03/24)
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  • Banking IT Support

    Mizuho Corporate Bank (New York, NY)
    …Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho ... approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales & trading,… more
    Mizuho Corporate Bank (12/09/24)
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  • Risk Domain Data Quality Analyst

    Mizuho Corporate Bank (New York, NY)
    …sources, transformation rules, and uses of data for the domain. Experience with [ Capital Markets , Equity and Fixed Income] management frameworks and practices. + ... Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
    Mizuho Corporate Bank (11/20/24)
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