- American Express (New York, NY)
- …the efficiency and effectiveness of Compliance Risk exam management process. **The Director , Audit & Regulatory Engagement will:** + Support the ... creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team...requirements and best practices. The Audit & Regulatory Engagement team will support the Compliance … more
- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... Position Overview Reporting to the CFO, the Director of Audit Compliance ...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit ...initiatives and audit activities are conducted in compliance in compliance with regulatory ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ... COE that requires subject matter expertise, leadership, and regulatory knowledge across the US The incumbent should have… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Audit Group (ETAG) is seeking a Senior Audit Manager - Executive Director who will...formal sample selection tools, process and control flow-charting, and audit methodology compliance + Experience at a… more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The IT Audit Director will be asked to perform the following: Your Role ... risks effectively. We are seeking a dynamic and innovative Director , IT Audit & Advisory, focusing on...including cybersecurity, IT strategy and governance, IT operations, IT regulatory and compliance , and business continuity and… more
- Bank of America (New York, NY)
- Audit Director - Global Financial Crimes Sanctions Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; ... controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and… more
- American Express (New York, NY)
- …Business administration, or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices + Experience with ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will ... oversee intricate regulatory engagements that influence the Asset & Wealth Management...degree required. + Experience in risk management, control management, Compliance , Audit , and/or operational risk. + Proven… more
- CIBC (New York, NY)
- …, Internal Controls, Leadership, Operational Audits, Oral Communications, Prioritization, Regulatory Compliance , Regulatory Requirements, Relationship ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Director - Internal Audit Senior Audit...be doing** As a Director - Internal Audit Senior Audit Manager, you'll focus on… more
- Robert Half Finance & Accounting (Maryknoll, NY)
- …adhere to policies, laws, and regulations. Responsibilities: * Coordinate the annual audit process with external consultants. * Ensure compliance with evolving ... and implementing Audit Programs in line with company objectives and regulatory standards * Comprehensive understanding of Business Systems and their role in… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control to be responsible for the firm's daily Consolidated Audit ... diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New York*… more
- MUFG (New York, NY)
- …a collaborative environment + Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the audit plan for ... for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- American Express (New York, NY)
- … regulatory matters. The Compliance Risk Management Program is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... operational risk, audit , legal, or credit risk) + Professional regulatory compliance certification required + Experience using generative artificial… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Group (ETAG) is looking to fill an **IT Audit Manager, Executive Director ** who will support...methodologies and supporting tools + Strong understanding of financial regulatory environment + Understanding of banking products, services, and… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with … more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... coverage, requiring an individual with a good understanding of regulatory requirements and controls landscape within Global Banking &...global audit teams such as COEs, regional audit teams including Capital Markets, Compliance , Risk… more
- Children's Aid (Manhattan, NY)
- Director , Division Compliance & Continuous Quality Improvement 1/15/25Full Time--Manhattan Job ID: 007546 Description: Harlem Family Services Center (317 Lenox ... of Child Welfare and Family Services and Health. The Director leads the division's compliance and continuous...all program areas comply with federal, state and local regulatory and contract requirements. Additionally, the CCQI Director… more