- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $160,000 - $220,000 USD TD is committed to providing fair and ... Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... obligations to businesses, products, regions, and linking them to regulatory controls. + Advise Internal Controls Inventory ...requirements. + Collaborate with the CRA team to conduct compliance risk assessments of various US entities,… more
- American Express (New York, NY)
- …place in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance ... laws, rules, regulation summaries into the Enterprise Risk Taxonomy. ** Regulatory Compliance Risk Assessment** + Oversee risk...teams to ensure the accuracy and completeness of the regulatory inventory scope and content. + Develop… more
- Bank of America (New York, NY)
- …+ Attention to Detail + Critical Thinking + Business Acumen . **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... on completeness, accuracy, and timeliness + Executes control practices, including compliance with all regulatory and policy requirements, including data… more
- TD Bank (New York, NY)
- **Work Location:** Charlotte, North Carolina, United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair ... will focus on implementing and maintaining the data management inventory for US Treasury. This includes critical...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- …related to the Risk Assessment. + Provide input into the regulatory rules inventory for applicable TD Securities US businesses. + Support and challenge the ... **Work Location** : New York, New York, United States of America **Hours:** 40...for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing...is a newly created role on the TD Securities US Core Compliance team that will manage… more
- WMCHealth (Valhalla, NY)
- …preferred. Experience with an ERP system including familiarity with materials management inventory concepts, staff motivation, and regulatory standards in a ... Inventory Manager Company: NorthEast Provider Solutions Inc. City/State:...purchasing optimization, and supplier performance management. Knowledge of the regulatory , compliance and policy frameworks applied to… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing ...-identified findings + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- Bank of America (New York, NY)
- …needs and to gain competitive advantage **Skills:** + Subject Matter Expertise + Regulatory Compliance + Interpret Relevant Laws, Rules, and Regulations + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Manages the...influence; develops others on this skill **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- City National Bank (New York, NY)
- …2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third Party Risk, Corp. ... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting...and Advisory program, including the annual validation of the inventory of laws, rules, and regulations at the federal,… more
- Weill Cornell Medical College (New York, NY)
- Title: Senior Compliance Policy Analyst Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday Weekly Hours: 35.00 Exemption Status: ... range for this role when Hired for NYC Offices **Position Summary** The Senior Compliance Policy Analyst plays a vital role in advancing WCM's Policy Office and… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Audit, or a related governance-focused role.** + **Strong understanding of regulatory compliance frameworks, governance documentation processes, and audit/exam… more
- Scotiabank (New York, NY)
- …of Records Inventory appropriate to the Bank's activities and in compliance with the applicable regulatory requirements + Improve processes within Records ... Manager, US Records and Information Management, US ...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …& Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - $194,760.00 ... to embed an effective supervisory control framework that fully meets Audit, Compliance and Regulatory requirements. Implementing daily control framework for line… more
- Santander US (Union City, NJ)
- Branch Operations Manager, Five Points, NJ Union, United States of America The Branch Operations Manager performs the operations and service functions of the ... applicable compliance /operational risk controls in accordance with Company and/or regulatory standards and policies Functions as the Vault and/or ATM Custodian,… more
- Bank of America (New York, NY)
- …+ Controls Management + Process Design + Regulatory Relations **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... + Active Listening + Issue Management + Monitoring, Surveillance & Testing + Regulatory Compliance + Technical Documentation + Quantitative skills with strong… more
- Citigroup (Queens, NY)
- …Control **Time Type:** Full time **Primary Location:** Long Island City New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment… more
- Citigroup (New York, NY)
- …Product Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - ... candidate must have a strong understanding of current global accounting and regulatory developments pertaining to the valuation of financial instruments, along with… more