• Wealth Supervision License & Registration…

    Citigroup (Queens, NY)
    /10, 63,65The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... to regulations in addition to impacts on customer experience. + Conducts internal testing of dispute processes to ensure WLRSU Procedures are updated. + Monitors… more
    Citigroup (03/07/25)
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  • Group Risk Specialist (US) ORM Wealth

    TD Bank (New York, NY)
    …**Line of Business:** Risk Management **Job Description:** The Group Risk Officer within Operational Risk Management ("ORM") provides a comprehensive and diverse ... Control, Issues Management and Key Indicators for the US Wealth , Epoch, IDA businesses. Reporting to the Segment Risk...Insured Deposit account, the focus of the Group Risk Officer will include but not limited to the following:… more
    TD Bank (03/22/25)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
    Scotiabank (03/04/25)
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  • Deputy to the US head of Compliance

    TD Bank (New York, NY)
    …monitoring plan meetings. The Senior Compliance Group Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all ... Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, governance… more
    TD Bank (03/22/25)
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