- Prime Therapeutics (Trenton, NJ)
- …of that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Audit Specialist Sr . - Remote **Job Description** The ... Regulatory Audit Specialist Sr is accountable for managing regulatory and/or client-initiated audits, by evaluating and understanding the purpose of… more
- Prime Therapeutics (Trenton, NJ)
- …Audit Management (CAM) team, the Client Audit Specialist , Sr is accountable for managing regulatory and/or client-initiated audits. This role ... drives every decision we make. **Job Posting Title** Client Audit Specialist , Sr . - Remote...and operational subject matter experts to meet the applicable regulatory , client, and/or functional audit expectations and… more
- Bank of America (Pennington, NJ)
- Sr Business Control Specialist - Consumer AML Operations Fort Worth, Texas;Pennington, New Jersey; Plano, Texas; Phoenix, Arizona **Job Description:** At Bank of ... transaction reporting exemption records as required by the BSA. _Position Summary:_ The Senior Business Control Specialist will provide oversight and support in… more
- Bank of America (Pennington, NJ)
- Sr . Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job ... success + Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates… more
- Cardinal Health (Trenton, NJ)
- …products and services are properly reviewed for quality and documented. The Senior Specialist , Quality Assurance executes quality programs, policies, and ... integrity. Applying knowledge of quality assurance concepts and technical capabilities, the Senior Specialist supports the Manager, Quality Assurance in quality… more
- Vanguard (Chesterbrook, PA)
- …an experienced and dynamic individual to join our team as an Internal Audit Methodology & Quality Assurance Specialist . Day to day responsibilities include ... department's methodology and quality assurance programs, including benchmarking the audit methodology against professional standards, regulatory expectations,… more
- SAP (Newtown Square, PA)
- …you to choose from. **SAP Customer Security Audits - Information Security Compliance Senior Specialist ** This position coordinates within SAP and with others to ... and maintain strong stakeholder relationships. + Stay up-to-date with industry developments, regulatory changes, and emerging risks to inform audit planning and… more
- Federal Reserve Bank (Philadelphia, PA)
- …and complexity from small community organizations to larger regional banking organizations. A Senior Credit Risk Specialist serves as a technical subject matter ... roles may include: + Serving as a Credit Risk Specialist (CRS) as part of a team of other...other Reserve Banks, the Board of Governors' and other regulatory agencies. + Prepares and present materials to support… more
- AIG (Philadelphia, PA)
- …rating, policies, endorsements, etc.). + Performs quality control of premium audit statements prior to underwriting review; documents discrepancies and work with ... Job Requirements: + Knowledge of commercial insurance policy forms and regulatory requirements; Bachelor's degree preferred or equivalent work experience. +… more
- University of Pennsylvania (Philadelphia, PA)
- …Operations, Compliance and Monitoring (DOCM) is seeking a The Clinical Research Quality Specialist , Sr . to support our clinical research mission. The ACC ... across the US and in other countries. The Quality Specialist , Sr . is responsible for scheduling, coordinating...study teams and investigators. + Prepare formal reports of audit findings following NCI/CTEP quality and compliance standards. +… more
- TD Bank (Mount Laurel, NJ)
- …coordination and oversight of vendor and internal TD activities related to AML regulatory mandated historical reviews. The FCRM Specialist will collaborate with ... guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during… more
- Robert Half Management Resources (Fort Washington, PA)
- …test internal control processes to ensure financial accuracy, integrity, and regulatory compliance. Responsibilities of Internal Controls Specialist /SOX Auditor ... Description Internal Controls Specialist /SOX Auditor Our client in the King of...gathering and reviewing necessary documentation. + Monitor changes in regulatory requirements and ensure the company's internal controls remain… more
- TD Bank (Mount Laurel, NJ)
- …1LoD and 2LoD functions, and business lines. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable ... Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business… more
- University of Pennsylvania (Philadelphia, PA)
- …when applicable; Tracking AE/SAE, maintaining documentation, and study logs; Coordinating with regulatory specialist when regulatory entities report is ... the execution of the trials is adherence to the protocol and regulatory compliance; Maintaining regulatory documents per sponsor requirements, University of… more
- Truist (Philadelphia, PA)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more
- Verint Systems, Inc. (Trenton, NJ)
- …trends and case highlights/movement. + Effectively manage a team of two senior benefits analysts and one immigration specialist . **Minimum Requirements:** + ... data, identifying trends, preparing recommendations with impact assessments for senior leadership, creating content for employee information sessions and… more