- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... proper operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer … more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the… more
- Trexquant Investment (Stamford, CT)
- …for someone to join our team and become a manager of platform compliance for a systematic investment firm (for private funds) with solid foundations, mentoring ... and guidance from veteran senior staff. This opportunity is ideal for a compliance professional who strives to work on diverse projects in a thoughtful and… more
- GE Aerospace (Norwalk, CT)
- …the foregoing, the position also requires acting as General Counsel and Chief Compliance Officer to an in-house SEC investment adviser, GE Investment Management ... a senior legal advisor and a close collaborator with the Chief Investment Officer . This position involves overseeing a wide range of legal activities, including but… more
- Morgan Stanley (Stamford, CT)
- …Special Investigation Unit on any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on ... *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk … more
- NatWest Markets (Stamford, CT)
- …the proper operations of the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory Lead ... will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of the US Advisory … more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... SCCC REFERENCE #: 23-40 DATE: July 26, 2023 TITLE: College Public Safety Officer I Part Time CAMPUS: College START DATE: ASAP TYPE OF APPOINTMENT: Part Time RANK:… more
- Deloitte (Stamford, CT)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Deloitte (Jericho, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Outreach Development Corporation (Brentwood, NY)
- …Compliance Plan and systems of accountability. + Insure communication through the compliance officer and/or the supervisory structure of any violation of non- ... compliance with the agency's Medicaid compliance plan and personnel policy and procedure. Each role at Outreach has identified production and outcome goals. These… more
- Outreach Development Corporation (Brentwood, NY)
- …Compliance Plan and systems of accountability. + Insure communication through the compliance officer and/or the supervisory structure of any violation of non- ... compliance with the agency's Medicaid compliance plan and personnel policy and procedure. + Serve as a designee for the Medical Director to sign and authorize… more
- Outreach Development Corporation (Brentwood, NY)
- …Compliance Plan and systems of accountability. * Insure communication through the compliance officer and/or the supervisory structure of any violation of non- ... compliance with the agency's Medicaid compliance plan and personnel policy and procedure. Outreach provides an extensive array of benefits. We currently offer… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... program. The candidate will be part of an effective Compliance Assurance testing program and will be responsible for...to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This role will also ensure that key… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... of the capstone experience (CE), and the capstone project (CP) in compliance with the Accreditation Council for Occupational Therapy Education (ACOTE) standards.… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... + Previous collegiate teaching experience recommended + This position requires compliance with Touro's Vaccine Mandate policy Maximum Salary USD $125.00/Hr. Minimum… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... with clinical skills and procedures being taught. This position requires compliance with Touro's Vaccine Mandate policy. Maximum Salary USD $70.00/Hr. Minimum… more
- New York State Civil Service (Commack, NY)
- …borne pathogen and infection control policies. This will include assisting the infection control/ compliance officer in training and enforcing all aspects of the ... blood borne pathogen policyLinkedIn: https://www.linkedin.com/company/nys-office-for-people-with-developmental-disabilities/posts/?feedView=all#LI-VC1 Minimum Qualifications Minimum Qualifications: Any permanent Nurse PractitionerOn or before the date of… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... Islip ID 2024-11530 College TUNY - Touro Law Center Position Type Full-Time Schedule Shift Schedule varies by semester. May require teaching on Sundays and in the evening. Hours Per Week 36.5 Travel As needed Category Faculty/Academic FLSA Status Exempt… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... Islip ID 2024-11441 College TUNY - Touro Law Center Position Type Full-Time Schedule Shift M-Th 9:00-5:30pm F 9:00-2:30; schedule varies with some evenings and weekends for events Hours Per Week 36.5 Travel As needed Category Alumni Affairs/Development FLSA… more
- Touro University (Central Islip, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Central ... Islip ID 2024-11146 College TUNY - Touro Law Center Position Type Full-Time Schedule Shift Sunday-Friday days and time vary each semester Hours Per Week 36.5 Travel As needed Category Academic/Program Support FLSA Status Exempt Location : Country US more