- Vanguard (Malvern, PA)
- …colleagues, global partners, and other control groups. + Serve as a trusted advisor to Vanguard's retail advice, wealth management , and brokerage businesses. ... vibrant and multi-faceted business. In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of… more
- TD Bank (Cherry Hill, NJ)
- …of consumer credit cards and unsecured lending products. You will be a trusted advisor to product owners and risk stakeholders. **Job Summary:** The Counsel ... provides legal advice and support to management and employees in Corporate Group functions and Business units. Functions as a legal resource focusing on one or more… more
- Vanguard (Malvern, PA)
- …program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial Crimes and provides guidance and oversight of ... regulated activities. Core Responsibilities: + Leads and oversees sanctions...oversees day-to-day monitoring, client due diligence, and client identity management program activities to detect suspicious activity across Vanguard's… more