- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... the Citi program framework. **Responsibilities:** + Coverage of the Compliance Data & Systems Transformation Workstream focusing on the...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Morgan Stanley (Stamford, CT)
- …variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the Risk Officer has accountability for maintaining ... Stanley Wealth Management policies, and other regulations. The Risk Officer keeps the Senior Risk Officer...risk and compliance . * Together with the Senior Risk Officer facilitates the training on… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the Global CCOwill lead… more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... Program Officer , with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... and trends for senior management and/or the Senior Credit Officer + Monitor an assigned...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... (ORR) offers tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO) oversees the quality… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56684 Job Title: Senior Program Officer Sector: Economic Recovery & Livelihood Employment Category: Regular Employment Type: Full-Time ... York, NY HQ USA Work Arrangement:Fully Remote Job Description Job Overview: The Senior Program Officer (SPO) leads the NJOR Programs team, overseeing sub-award… more
- City of New York (New York, NY)
- …required by the New York City Charter Chapter 35, Section 814.1. The Investigations and Compliance Officer plays a key role in assisting the Investigations and ... policies, including the Reasonable Accommodations Procedural Guidelines. The Investigations and Compliance Officer will work directly with City agencies to… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... Senior Credit Officer 's main responsibility entails the...and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- City of New York (New York, NY)
- …of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing BAM's Alternative Credit program, ... - Monitoring and managing the portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement and other contracts;… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & ... policies, and procedures. The CCO will also work with senior management to identify potential compliance and...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more