- Intuit (Mountain View, CA)
- **Overview** Intuit is seeking an experienced Licensing and Examinations Manager to join its Compliance Licensed Offerings team. You will support the ... the Head of Entity Governance, Licensing and Exam Management on the Compliance team. We...Coordinate with internal teams to provide required documentation for license renewals, reporting, examinations, or third party partner requests… more
- Ankura (San Francisco, CA)
- …of obtaining and remaining licensed as well as support during the post- license examination process. Ankura's team of compliance professionals and former ... licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance ...case-to-case basis. Responsibilities: + Working knowledge of state regulatory, exam and licensing process. May include conducting… more
- Wells Fargo (San Francisco, CA)
- …available to transfer upon hire. FINRA recognized equivalents will be accepted. + Compliance with state law registration and licensing requirements is mandatory. ... Wells Fargo is seeking a Principal Commercial Banking Relationship Manager for the ESOP Advisory Team as part of...+ Successfully completed FINRA Series 63 and Series 79 exam to qualify for immediate registration (or FINRA recognized… more
- BMO Financial Group (San Lorenzo, CA)
- …understanding and planning for what comes next._ A BMO Senior Premier Relationship Manager is charged with managing and growing an assigned portfolio of mass ... and lending needs. As a **Licensed Senior Premier Relationship Manager ** at BMO, you will: + Serve as the...to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works… more
- JPMorgan Chase (Palo Alto, CA)
- …feel valued and delighted by our unparalleled expertise. As a Relationship Manager in JPMorgan Private Client, you will nurture and develop high-net-worth client ... exceptional client service. + The Securities Industry Essential (SIE) exam , FINRA Series 7, and FINRA Series 66 (or...All unlicensed applicants must obtain their licenses through JPMC's licensing program within 150 days of hire, with study… more
- City and County of San Francisco (San Francisco, CA)
- …managing the operations of the general services units, and in that manager 's absence, has full responsibility for coordinating, and implementing program planning and ... + Conduct routine inspections of service areas for quality assurance and compliance with safety and sustainability standards. + Collaborate with other Airport… more
- City and County of San Francisco (San Francisco, CA)
- …general direction of the Director of Utility Systems, the Environmental Operations Manager leads the activities of the Environmental Operations Unit. This position ... permit quarterly and annual report, certified unified program agencies (CUPA) compliance reports, etc. + Makes policy recommendations, interprets, and applies… more
- Wells Fargo (San Francisco, CA)
- …taking an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... about the career areas and business divisions at wellsfargojobs.com. Upon required licensing and SAFE registration, the Relationship Banker LP (SAFE) employee will… more
- City and County of San Francisco (San Francisco, CA)
- + Appointment Type: Temporary Exempt position, pending Permanent Civil Service exam process, limited to but not longer than one year. This position is excluded by ... and selection processes, decentralized examinations, leave management, ADA and EEO compliance , and employee relations. Directs resource allocation for the unit and… more
- City and County of San Francisco (San Francisco, CA)
- …and other specialty investments. Reporting to the Director or Associate Portfolio Manager ("APM") of Real Assets, the Managing Director of Private Markets, and ... + Coordinate with investment managers, service providers, and colleagues to ensure compliance with investment policies and accurate reporting of investments. + Work… more