- Robert Half Finance & Accounting (San Francisco, CA)
- …family offices. They offer a wide array of services from asset allocation and portfolio management to customized wealth management , all with the aim of ... independent registered investment advisor (RIA) firm, known for their tailored investment management strategies that cater to a diverse set of clients. This includes… more
- Bank of America (San Francisco, CA)
- …the power to make a difference. Join us! **Job Description:** Merrill Private Wealth Division provides comprehensive wealth management services to affluent ... Merrill Private Wealth Supervision Manager San Francisco, California...Executive (BSSE), with dual reporting to the Merrill Private Wealth Management Regional Managing Director (RMD). The… more
- HSBC (Fremont, CA)
- …communities and the planet we all share. The Wealth Center Operations Manager oversees the operational, service and compliance related activities within the ... of service issues to drive exceptional customer service. To support these activities, the Wealth Center Operations Manager works closely with the Wealth … more
- Deloitte (San Francisco, CA)
- …Deloitte's growing Private Wealth practice! What you'll do As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level reviews of ... multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their...pursuits. The Team At Deloitte Tax LLP, our Private Wealth team focuses on the specialized needs of the… more
- HSBC (Cupertino, CA)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... other trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-California-Cupertino **Req… more
- HSBC (Cupertino, CA)
- …competitive, complex, regulatory, global environment.Ensure the effective implementation of a wealth management planning-led strategy to drive and grow ... Managers within a Wealth Center. As our Wealth Center Manager you will: + Support...Refer to the HNAH Code of Ethics policy and Wealth Management Staff For this role, HSBC… more
- HSBC (San Francisco, CA)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... other trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-California-San Francisco… more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... quickly and accurately to client questions and concerns. The Wealth Management Associate is an integral member...and investment products preferred * Strong understanding of applicable compliance rules, regulations and firm policies * Able to… more
- Citigroup (Sunnyvale, CA)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such.... Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the… more
- BMO Financial Group (San Francisco, CA)
- …+ Certified Financial Planner is preferred. + Broad knowledge of all facets of wealth management . + In-depth / expert knowledge of Bank products, services and ... Provides advisory-based sales and relationship management to attract, retain and grow a portfolio...business development plan. + Act as the primary Relationship Manager for assigned client relationships + Leads / assists… more
- Bank of America (San Francisco, CA)
- …Market Client Relationship Manager San Francisco, California **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest...+ Supervises financial transactions and operations to drive risk management best practices and ensure compliance with… more
- Bank of America (San Francisco, CA)
- Merrill Market Supervision Manager San Francisco, California **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …and family offices. Their comprehensive services range from asset allocation and portfolio management to customized wealth management , all designed to help ... quarterly compliance reports. Requirements + 3+ years of experience as a Compliance Manager /Officer at an RIA. + Strong experience with regulatory filings,… more
- Morgan Stanley (San Mateo, CA)
- …equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management * **Title:** *Branch Manager , Producing* ... management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and...efforts; able to "translate" competitor offerings into Morgan Stanley Wealth Management products, and understand and explain… more
- Morgan Stanley (Palo Alto, CA)
- …opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). ** **Job:** ** Wealth Management * **Title:** *Associate Market Manager * ... Manager plays a key role in the overall management of all aspects of the Market. Job functions...in the Market's financial and sales performance, including expense management * Assists in regulatory, legal and compliance… more
- KPMG (San Francisco, CA)
- …such as Risk Management (including enterprise, third party, operational, IT), Compliance Management , Policy Management , Issue Management , Business ... **Business Title:** Manager , GRC Risk Transformation **Requisition Number:** 115845 -...and qualifications is preferred + Advanced understanding of risk management and compliance concepts and processes with… more
- KPMG (Santa Clara, CA)
- **Business Title:** Technology Risk, Manager **Requisition Number:** 119369 - 13 **Function:** Advisory **Area of Interest:** **State:** CA **City:** Santa Clara ... culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading… more
- KPMG (San Jose, CA)
- …master data management , data standardization and stewardship, information integrity and compliance , and data quality management + Ability to travel as needed ... **Business Title:** Manager , Oracle FCCS **Requisition Number:** 110003 - 12...our people are our number one priority. With a wealth of learning and career development opportunities, a world-class… more
- Deloitte (San Jose, CA)
- …likes solving complex federal tax issues? Do you enjoy providing federal tax compliance and consulting services to dynamic clients across a variety of non-profit ... Deloitte's Business Tax Services Tax-Exempt practice! What You'll Do As a Tax Manager within the Tax-Exempt practice, you will spend at least half (potentially 100%)… more
- Wells Fargo (San Francisco, CA)
- **About this role:** Wells Fargo is seeking a Divisional Governance Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... Market + Work in partnership with the Market Leadership Management Team as well as Operations, Risk, Compliance... Management Team as well as Operations, Risk, Compliance , and Sales Teams to ensure firm and regulatory… more