- Liberty Utilities (Merrick, NY)
- …we achieve it.** **Purpose** Liberty is seeking an experienced and dynamic Enterprise Compliance Leader to lead our compliance and ethics program. ... Enterprise Compliance Leader Apple... Enterprise Compliance Leader Apple Valley, CA, US,...reviews, investigations, remediation, and regulatory interactions. Join Liberty to lead and inspire our compliance and ethics… more
- Bloomberg (New York, NY)
- …Bloomberg Buyside Product group is looking for a qualified Product Analyst for its compliance product, to help lead our growth by providing innovative and ... Bloomberg AIM delivers global, multi-asset solutions for portfolio management, trading, compliance and operations for buy-side firms. AIM is used by more than 14,000… more
- TD Bank (New York, NY)
- … Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, ... advises the Compliance stakeholders and teams of changes and enhancements to enterprise Compliance programs and requirements and where they may impact in the… more
- TD Bank (New York, NY)
- …implementation activities related to initiatives including the development of and maintaining enterprise Compliance programs. This role may interact with key ... and other internal and external stakeholders + Recommends responses to enterprise Compliance Program questions and immediately escalates any sensitive… more
- Bloomberg (New York, NY)
- Bloomberg is a global leader in business and financial information, news and insight, and we use innovative technology to deliver trusted data and bring transparency ... global multi-asset solutions for portfolio management, order management and execution, compliance and post-trade operations. AIM is used by more than 14,000… more
- TD Bank (New York, NY)
- …Compliance risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **The Fair Banking Compliance … more
- Guardian Life (New York, NY)
- …Relationships** As our Compliance Lead , you will report to our Senior Compliance Leader , who reports to the Head of Group Benefits Compliance . ... controls to address any identified control deficiencies. + Supporting implementation of Enterprise compliance projects and initiatives including compliance … more
- PSEG (Bethpage, NY)
- …* Align and support with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP ... report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance ...NERC CIP standards and requirements * Demonstrated ability to lead and influence a diverse team of senior leadership… more
- American Express (New York, NY)
- …transformation, vision, priorities and innovation. The incumbent will be an integral leader within a large scale, enterprise -wide program established to redesign ... **Description** **You Lead the Way. We've Got Your Back.** With...customer buying behavior, and payment trends, to inform the enterprise payments strategy. + Regulatory & Compliance … more
- Bank of America (New York, NY)
- …compliance and operational risk team and ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy + Operational Risk...and drives actions to address the root causes that lead to compliance risk issues and/or operational… more
- VNS Health (Manhattan, NY)
- …plan; prepares summary reports for leadership. + Provides education and training to enterprise staff on compliance related issues. + Assists in coordinating and ... reviewing, and revising compliance policies, procedures and related activities for the enterprise . Ensures that enterprise staff are aware of and in … more
- TD Bank (New York, NY)
- …and Tableau a plus.** **Customer Accountabilities:** + Oversees a function of enterprise Compliance Program professionals providing oversight and control related ... diverse range of complex Compliance program activities + Develops Compliance enterprise -wide frameworks, policies, standards, procedures in coordination with… more
- American Express (New York, NY)
- …in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance function ... Matter Experts to integrate the laws, rules, regulation summaries into the Enterprise Risk Taxonomy. **Regulatory Compliance Risk Assessment** + Oversee risk… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Enterprise Incident Management Leader . **In this role, you will:** + Provide vision and set direction for ... Wells Fargo is seeking a Business Execution Executive to lead one of the organizations within Enterprise ...with emerging trends, regulations, and best practices related to enterprise risk and incident management. + Ensure compliance… more
- BMO Financial Group (New York, NY)
- …outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program and the Global Compliance Manual (GCM) and ... and operating the First Line of Defence's Operating Group Compliance Program (OGCP). An OGCP is the system of...internal audit, External auditors and various regulators (eg, FINRA), Enterprise Risk, Operational Risk and other enterprise … more
- American Express (New York, NY)
- …and product updates/enhancements. + Collaborate with internal governance and enterprise compliance stakeholders in connection with offers' constructs, ... **Description** **You Lead the Way. We've Got Your Back.** With...impact in this role?** As a member of the Enterprise Digital, Strategic Partnerships & Legal Risk Management in… more
- Synchrony (New York, NY)
- …across the Risk organization. This individual will work directly with stakeholders from Compliance , Operational Risk, and Enterprise Risk to design and build ... Job Description: **Role Summary/Purpose:** The VP, Enterprise Risk Analytics, will be responsible for leading, growing, and executing the adoption of full-file… more
- Neuberger Berman (New York, NY)
- …scalable data pipelines and manage large-scale data systems. + Familiarity with enterprise data governance, data security, and compliance best practices. + ... is seeking a Senior Developer to support the firm's enterprise data platform initiatives. This individual will play a...AI and analytics capabilities. + Work closely with the Lead Technologist II to align platform development initiatives with… more
- City of New York (New York, NY)
- …Office), CTO (Chief Technology Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your ... a Solutions Developer (SD) reporting to the Assistant Commissioner of Enterprise Architecture, you will developing solutions for all project implementations within… more
- TD Bank (New York, NY)
- …**Department Overview:** **The US Compliance Data Insights - Data Design and Engineering Lead will develop and lead a team to assist with data modeling, data ... audit reviews of internal controls and processes when required + Ensures compliance with well-defined enterprise technology delivery practices and standards and… more