- Santander Holdings USA Inc Careers (New York, NY)
- …sanctions matters.Oversee audits and assessments of sanctions compliance, working with internal audit and external regulators.Provide strategic guidance and ... SCIB US Head of Sanctions - ComplianceNew York, United States...the development and delivery of sanctions compliance training for internal stakeholders and senior management.Manages the reporting of potential… more
- Santander Holdings USA Inc Careers (New York, NY)
- …interest. The Associate, Control Room officer is responsible for working with the US Head of the Control Room to ensure that an effective compliance program is ... Room officer is responsible for working with the US Head of the Control Room to ensure that an...the Corporation operates.Practical knowledge of key business control areas ( Audit & Risk Review, Risk Management, Finance, Human Resources,… more
- Santander Holdings USA Inc Careers (New York, NY)
- …and investigation cashflow breaches.Contribute to ongoing initiatives and regulatory examinations, internal audit reviews and other remediation efforts.Build and ... Risk of the firm. The team works closely with corporate treasury, operations, audit , etc. as well as the broader risk organization to provide independent risk… more
- Santander Holdings USA Inc Careers (New York, NY)
- …and risk levels for decision-making process of corporate and local senior management, internal audit and financial risk and the business.Participate in the ... tests (focusing on unattended risks).As applicable, contribute to regulatory examinations, internal audit reviews and other remediation efforts.Oversight of… more
- Marex (New York, NY)
- …output. + Provide value for money and other consultancy services as required through the Group Head of Internal Audit or Senior Internal Audit ... co-source partners as required. Responsibilities: + Through the Senior Internal Audit Manager, provides assurance to the...the annual work programme for Marex with the Group Head of Audit and Senior Audit… more
- CIBC (New York, NY)
- …training opportunities, and expanding professional network + Represent the Audit Senior Director or Head of Internal Audit - US Region in meetings with ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Internal Audit Director - Operations Portfolio will focus on… more
- Mizuho Corporate Bank (New York, NY)
- …report recommendations and conclusions in a timely manner. Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas ... About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of… more
- Mizuho Corporate Bank (New York, NY)
- …and emerging risks and ensure timely and effective remediation. Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas ... are also beneficial. Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit… more
- MUFG (New York, NY)
- … of Planning in implementing corporate planning and assist in all internal control matters, including information security, audit , operation, regulatory, and ... Supports** + Performs high level of administrative duties for Head of Planning and Sr Leaders as follows: +...expense, create memos for payment of expenses, office leases, internal control & security matters, and generate internal… more
- Citigroup (New York, NY)
- …2 Senior Credit Officer designation + Proven ability to effectively engage with internal control functions including Internal Audit and Fundamental Credit ... expectations for safety and soundness in their relevant jurisdictions. WCM Head coordinates across Wealth and with Institutional Credit Management (ICM) and… more
- TD Bank (New York, NY)
- …such findings are properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to Surveillance with key ... and effective check and challenge. **Job Details:** Reporting to the Global Head of Surveillance, the incumbent will be responsible for: maintaining TDS' compliance… more
- TD Bank (New York, NY)
- …Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance Quality Assurance. Department Overview Our team of trusted ... of Compliance's good governance depends on us. Job Description The Global Head of Surveillance Quality Assurance will lead a specialized function responsible for… more
- Live Nation (New York, NY)
- Job Summary: Title: Head of Artist Relations (Roc Nation Distribution) Location: New York, NY (Full-Time, On-Site) THE ROLE: Roc Nation is looking for a Head of ... a mandatory requirement for this position . As the Head of Artist Relations, you will lead Roc Nation's...onboarding to music distribution. You will also collaborate with internal teams to connect artists with Roc Nation's in-house… more
- Citigroup (New York, NY)
- The Head of USPB Fair Lending Advisory reports to...Assisting the business to prepare for and respond to internal audit , CFPB and OCC regulatory reviews ... the Head of the Office of Fair Lending and Privacy...risk identification and monitoring efforts, while coordinating with relevant internal and external stakeholders. + Synthesize and apply critical… more
- Citigroup (New York, NY)
- …total compensation reviews as appropriate including compensation pool allocation + Manage Internal Audit reviews; oversee corrective action plans in conjunction ... The Head of COO Technology will partner to define...committed in Citi's response to it's Consent Order. The Head of COO Technology role is key to ensuring… more
- Guardian Life (New York, NY)
- …of firm security commitments. + Respond to and assist with due diligence and internal / external security audit requests. + Supports, implements and promotes ... cyber security team? Guardian Life is looking for a Head of Cyber Defense and Response. This leader will...applicant_###@glic.com . **Current Guardian Colleagues: Please apply through the internal Jobs Hub in Workday.** Every day, Guardian helps… more
- Santander US (New York, NY)
- …sanctions matters. Oversee audits and assessments of sanctions compliance, working with internal audit and external regulators. Provide strategic guidance and ... SCIB US Head of Sanctions - Compliance New York, United...the development and delivery of sanctions compliance training for internal stakeholders and senior management. Manages the reporting of… more
- Citigroup (Queens, NY)
- …in partnership with multiple segments such as Compliance, Operations, Technology, Risk, Audit , and key business stakeholders at all levels of management.** **This ... role reports into the Head of Business Tax Advisory & Controls.** **Responsibilities:** **Review,...the annual FATCA Compliance review.** **Research and respond to internal day-to-day questions from lines of businesses (eg, questions… more
- MUFG (New York, NY)
- …Improvement Program (QAIP) position is a leadership role within the Global Internal Audit (GIA) function, reporting to the Global Head of QA. The position is ... a team of 3-5 to execute the quality assurance plan, performing reviews of internal audit activities including risk assessments, planning processes, audit … more
- BlackRock (New York, NY)
- …program integration across existing and new Digital Asset Providers; Partner with L&C, internal audit , RQA, and operational teams to perform risk assessments + ... to our Digital Asset Provider partners + Develop positive relationships with internal constituents to evolve and execute on our Global Provider relationship… more
