- TD Bank (Fort Lauderdale, FL)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and… more
- PNC (Miami, FL)
- …for the Branch & Business Center risk process through proper oversight and adherence to regulatory, security and audit requirements. Trains and coaches team ... to the company's success. As a Business Center Assistant Manager within PNC's Retail Bank organization, you will be...in Miami, Florida at the Kendall Place Retail Banking Branch . Bilingual Spanish Preferred. **Job Description** + Accountable for… more
- TD Bank (Miami, FL)
- …for own area and resolves operational issues/escalations within the Store + Ownership/ oversight of simple to complex daily branch administrative duties + ... supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and...and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the… more
- Morgan Stanley (Aventura, FL)
- *POSITION SUMMARY:* Registered Service Associates perform operational support and oversight on behalf of the Complex as well as general management support functions ... audit preparedness through ongoing monitoring of accounts and processes, ensuring compliance with firm policies and regulatory requirements * Remedy and/or escalate… more