- Mizuho Corporate Bank (New York, NY)
- …the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting areas of focus and provide ... or special projects as may be directed by the Director . + Cooperate with directives and requests from IADA's...a sound understanding of the financial services industry, including audit , financial, regulatory reporting , risk… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- CIBC (New York, NY)
- …, product control, financial planning and reporting , and taxation. The Internal Audit Director is a leadership position within the US Internal Audit ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Internal Audit Director - Finance and Treasury Portfolio...as general accounting, regulatory reporting… more
- Robert Half (New York, NY)
- …seeking specific audit expertise in capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets. Successful ... services industryand/or audit expertise in capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets. This… more
- Mizuho Corporate Bank (New York, NY)
- …liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding ... project management and talent development. Under the direction of the Managing Director , maintain a robust audit program including overall management and/or… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Director , Audit Quality Assurance & Improvement Program (QAIP) position is a ... leadership role within the Global Internal Audit (GIA) function, reporting to the Global... audit activities including risk assessments, planning processes, audit execution, and regulatory and audit… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... Fluent understanding and experience with Audit methodology within internal/external audit + Understanding of regulatory , accounting, and financial industry… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- SMBC (New York, NY)
- …inception to completion including planning, testing, issue identification, workpaper review and reporting . + Lead audit teams to execute high quality reviews ... portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry… more
- Robert Half Finance & Accounting (Maryknoll, NY)
- …* Proficiency in utilizing Accounting Software Systems for financial analysis and reporting * Experience in developing and implementing Audit Programs in ... annual audits. Additionally, the role involves implementing and maintaining reporting procedures for internal control requirements, managing technology system… more
- CIBC (New York, NY)
- …RCM related reporting , including developing and maintaining metrics to measure regulatory compliance risk. + On occurrence, as assigned by the Swap Dealer Chief ... Business, Compliance Assessments, Compliance Strategies, Executive Leadership, Leadership, Management Reporting , People Management, Process Improvements, Regulatory Compliance,… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... The individual will enable remediation of critical gaps in regulatory reporting and bolster the team's ability...with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments… more
- JPMorgan Chase (New York, NY)
- …and enhance risk management effectively and responsibly. As the Executive Director - Regulatory Engagement and Data Governance Projects Lead, you will ... with senior leaders in the Chief Data Officer (CDO), compliance, and internal audit organizations to support responses to Firmwide Chief Data Office regulatory… more
- Molina Healthcare (New York, NY)
- …state readiness reviews, policy and procedures development, prepayment review oversight, regulatory reporting oversight, maintaining a schedule of active ... include data mining and data analysis rules development, developing audit tools based on regulatory and contractual...Fraud * Experience with Power BI, SAS, SQL other reporting software * ICD-9, ICD-10 CPT-4, HCPCS coding **Preferred… more
- Mizuho Corporate Bank (New York, NY)
- …a robust audit program including leading the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks ... reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) assigned to...with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such… more
- MUFG (New York, NY)
- …of the Bank's governance, risk management and control processes. It reports to either a VP, Audit Lead or a Director , Sr. Audit Lead. This role includes, but ... is not limited to, execution of end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit … more
- MUFG (New York, NY)
- …Liaise closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe lead, Technology and ... will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- CIBC (New York, NY)
- …focus on leading/conducting audits in the areas such as general accounting, regulatory reporting , product control, liquidity management, capital management, and ... rate risk management under the direction of the Internal Audit Director . The Internal Audit ...annual audit plan in collaboration with Internal Audit Department senior management + Coordinate with regulatory… more
- US Bank (New York, NY)
- … audit policies and procedures. Responsibilities * Completing or assisting the Senior Audit Manager and Audit director in developing the risk-based ... when appropriate. * Supervising audit staff in the completion of audit engagements and regulatory validations, ensuring the highest quality work delivered… more