- American Express (New York, NY)
- …our firm, including credit cards and deposit services. As a key leader in the compliance organization, the Vice President will work closely with senior ... way together.** We are seeking an experienced and strategic Vice President of Governance to lead and...risk management activities, including the implementation of the Compliance Risk Management Framework, quality assurance… more
- MTA (Jamaica, NY)
- Vice President - Corporate Safety and Chief Safety Officer Job ID: 9700 Business Unit: Long Island Rail Road Location: Jamaica, NY, United States ... & Misc Date Posted: Jan 27, 2025 Description Title: Vice President - Corporate Safety and Chief...they pertain to safety and operations. Responsible to direct risk management and safety assurance including research… more
- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City for its Business Audit practice, who ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- Citigroup (New York, NY)
- …stakeholders, and contribute to the organization's long-term success. **About the Role** The Vice President (Financial Solutions Lead Analyst) will be a key ... enterprise. The successful candidate will possess deep expertise in financial solutions, risk management, and quality assurance and will work collaboratively… more
- JPMorgan Chase (New York, NY)
- …Skills, and Capabilities:** + 7 years of experience in controls, audit, quality assurance , risk management, or compliance . + Experience in designing ... work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:**… more
- Citigroup (New York, NY)
- …success. We are seeking a highly experienced and motivated Senior Vice President to join our Quality Assurance , Testing, and Validation (QATV) team within ... years of experience in financial services, with a strong background in quality assurance , testing, regulatory compliance , or risk management. + Comprehensive… more
- TD Bank (New York, NY)
- …of model specifications, methodologies, analytics, processes, and results. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $250,000 USD TD is committed to providing fair… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations** to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- BMO Financial Group (New York, NY)
- …research and advisory services to clients around the world. #bmocapitalmarkets The ** VP , Operational Risk ** **&** **Resilience, Investment & Corporate Banking ... a focus on Operational Risk and BCM Risk . The role requires the VP to...but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security,… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage...Maintain standard issues management (IM) templates + Provide quality assurance (QA) and reports on OpenPages issues + Engage… more
- NatWest Markets (Stamford, CT)
- …Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing compliance ... program. The candidate will be part of an effective Compliance Assurance testing program and will be...in place to mitigate the risk of non- compliance with Compliance Risk and… more
- NatWest Markets (Stamford, CT)
- …first and second lines of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying ... key controls that are in place to mitigate the risk of non- compliance are in place and...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing Plan. +… more
- Synchrony (New York, NY)
- …of the modeling process and lead the model governance sessions to ensure compliance and foster continuous improvement in model risk management practices. + ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, Model Risk , this role will manage the model risk management framework and overall model… more
- Citigroup (Queens, NY)
- … AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... and conduct effective due diligence and investigations on higher risk cases that may be a potential risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- Mizuho Corporate Bank (New York, NY)
- …risk and control functions to ensure activities are coordinated.Work with IADA Vice President /Director and corporate and compliance management to identify ... innovation, project management and talent development. DescriptionUnder the direction of the Vice President , execute a robust audit program including leading the… more
- Molina Healthcare (New York, NY)
- …and the appropriate approvals and escalations are achieved. Coordinates with both the Associate Vice President of Fraud, Waste and Abuse (FWA) and Associate ... contracted vendor(s) to assure a smooth workflow exists, quality assurance measures are designed and monitored, appropriate handoffs to...Vice President of Special Investigations Unit (SIU)… more