- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... Compliance Officer within the Fair and Responsible Banking Department is...and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to:… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... Officer is responsible for developing and maintaining the bank 's model risk governance framework and policies, performing model...County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance… more
- City National Bank (New York, NY)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *BUSINESS DEVELOPMENT OFFICER SENIOR SBA* *Las Vegas, NV - Atlanta,...development activities in assigned sales territory. Supports City National Bank ("CNB") network of business units. Analyzes needs of… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies, Credit procedures and regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... and quality service Responsible for developing and ensuring all Bank and Regulatory requirements.Responsible for reporting and communicating to...under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act ) and must… more
- Heritage Financial Credit Union (Washingtonville, NY)
- …and experience. REQUIRED KNOWLEDGE:This position requires that the employee gain a working knowledge of Bank Secrecy Act ( BSA ) requirements and how they ... of the BSA and cooperate with the designated BSA Officer in assuring compliance. EXPERIENCE REQUIRED:Experience using PC based software including… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- SMBC (White Plains, NY)
- …knowledge of all applicable regulatory standards and requirements (eg, Anti-Money Laundering "AML", Bank Secrecy Act " BSA ", etc.). **Qualifications and ... in process improvements. The VP of Anti-Fraud Governance has a responsibility to act as a direct conduit for all respective internal Business Units (BU's) within… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...will specifically be part of the Technology (Chief Information Officer - CIO) Audit team and will be responsible… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...One. **Job Description** Senior Investment Grade Debt Capital Markets Officer that advises corporate clients and executes debt financing… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more