- NBC Universal (New York, NY)
- …focus on Legal, Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations will oversee the development, ... platforms, Comcast NBCUniversal stands for including everyone. Our Diversity, Equity and Inclusion (https://www.nbcuniversal.com/diversity- equity -inclusion) initiatives, coupled with… more
- City of New York (New York, NY)
- …an exceptional, highly motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The selected ... areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,...in the lives of all New Yorkers! Commitment to Equity : The City of New York is an inclusive… more
- American Express (New York, NY)
- …capabilities that support the CRR and Enhanced Due Diligence (EDD) programs. **Role of Director , GFCC Reporting & Compliance Controls Team** As GFCC embarks on a ... risk and analytics on #TeamAmex. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money… more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... work of public health. True to our value of equity as a foundational element of all our work,...DOI, and monitoring the practices and procedures to ensure compliance with those rules and guidelines. Delivering successful outcomes… more
- American Express (New York, NY)
- …in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance function ... ensuring that all business units adhere to evolving regulations. Additionally, this Director will manage the American Express inventory of laws, rules, and… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director , RCM Portfolio Management is ... responsible for providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory ... advice in connection with derivatives markets (eg commodity, equity , and interest rate swaps) preferred; + Strong knowledge… more
- NBC Universal (New York, NY)
- …that reflects the current and ever-changing face of the world. Role Purpose: The Senior Director , SAP S/4 Risk & Compliance Lead is a critical role for ... platforms, Comcast NBCUniversal stands for including everyone. Our Diversity, Equity and Inclusion (https://www.nbcuniversal.com/diversity- equity -inclusion) initiatives, coupled with… more
- American Express (New York, NY)
- …path. Find your place in risk and analytics on #TeamAmex. The Fair Lending Director role is part of a centralized team responsible for administering a comprehensive ... Fair Lending regulatory compliance program for American Express. The role is responsible...important. **Qualifications** Salary Range: $130,000.00 to $205,000.00 annually bonus equity (if applicable) benefits The above represents the expected… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- As a Director of IT, Quality Assurance and Compliance you will lead and manage a team, consisting of 20 to 30 members, including direct reports. The focus of ... and technical support to the Corporate IT QA & Compliance Management Team, the supporting IT and business functions,...(depending on location) health and wellness programs, fitness centers, equity awards, annual bonuses, and paid time off for… more
- TD Bank (New York, NY)
- …findings, enhancements, and overall effectiveness of a surveillance program. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director level...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Citigroup (New York, NY)
- …a manner consistent with the Citi program framework. **Responsibilities:** + **Providing equities , options and structured products compliance coverage to an ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- Scotiabank (New York, NY)
- …conducted follow governing regulations, internal policies, and procedures. Reporting to the Director , US Equities Product Control, the incumbent is primarily ... Senior Manager, US Equities Product Control **Requisition ID:** 215730 **Salary Range:**...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Citigroup (New York, NY)
- …the financial services industry. The successful candidate will work with Equities Business Management, Middle Office, Operations, Technology, Compliance , ... Equities Supervisory Risk and Control position supports a...and Legal Departments. The position will report to the Director responsible for the team. **Responsibilities:** + Responsible for… more
- State of New York Mortgage Agency (New York, NY)
- …pay their workers for similar projects (prevailing wage). DUTIES: The Vice President/ Director Department of Empowerment, Compliance and Opportunity + Develop and ... (HCR) is committed to fostering a culture of diversity, equity , inclusion, and accessibility. Our work would not be...the agency. The Office of the Department of Empowerment, Compliance and Opportunities has been in operation for eight… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Bowery Residents Committee (Manhattan, NY)
- …, which operate under various city, state, and federal regulations. The Program Compliance Coordinator reports to the Director of Program Compliance . ... Program Compliance Coordinator Job Description The Program Compliance...and goals of BRC, supporting efforts to improve diversity, equity , and inclusion. + Perform other related duties and… more
- Scotiabank (New York, NY)
- Director , Equity Sales Trader; Global Banking & Markets; New York, New York **Requisition ID:** 217427 **Salary Range:** 300,000.00 - 300,000.00 _Please note ... results, in an inclusive and high-performing culture. **Title** : Director , Equity Sales Trader; Global Banking &...Sell Side experience required + Strong working knowledge of Equities , Electronic Trading, Equity Research, Financing and… more
- Scotiabank (New York, NY)
- Director , Equity Sales, Global Banking & Markets-...will contribute to the overall success of the US Equities business in the US based in New York, ensuring ... team, committed to results, in an inclusive and high-performing culture. **Title** : ** Director , Equity Sales, Global Banking & Markets- New York, NY** **Global… more
- City of New York (New York, NY)
- …will work closely with the other BOI units, coordinating with the Executive Director , administration, the surveillance and school compliance units, the Citywide ... work of public health. True to our value of equity as a foundational element of all of our...with the other BOI units, coordinating with the Executive Director , administration, the surveillance and school compliance … more
- Mizuho Corporate Bank (New York, NY)
- …trading or research (including corporate bonds, securitized products, treasury auctions, equities , electronic and program trading, equity research, sales, ... Manage and maintain a robust audit program of Mizuho's Fixed Income, Equity & Research activities, including leading and delivering the timely execution of audits… more