- USAA (Tampa, FL)
- …each other. Come be a part of what makes us so special! As a dedicated Compliance Audit Executive , you will direct and oversee assurance and advisory ... and interacts with regulators. Opportunity to lead a critical compliance audit function that directly impact's USAA's...results and delivering/communicating results to CAE for Bank, Chief Audit Executive for Enterprise, executive … more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... control environments in coordination with the Audit team. The overall objective is to recruit, develop,...range of internal audiences including product, function, or regional executive management partners + Has the ability to operate… more
- MUFG (Tampa, FL)
- …convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best ... more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities… more
- JPMorgan Chase (Tampa, FL)
- …risk activities, reporting and project initiatives. + Interact with Internal Audit , Compliance , Conduct & Operational Risk (CCOR) and Cybersecurity ... such as CISA, CRISC, CISM highly desirable. + Experience in, or working with: Audit , Compliance , Operational Risk and/or Control Management at a large, complex… more
- KPMG (Tampa, FL)
- **Business Title:** ServiceNow Platform Executive Director **Requisition Number:** 119241 - 27 **Function:** Business Support Services **Area of Interest:** ... place to work and build a career, KPMG provides audit , tax and advisory services for organizations in today's...our team. KPMG is currently seeking a ServiceNow Platform Executive Director to join our Digital Nexus technology organization.… more
- Citigroup (Tampa, FL)
- … testing reviews and regulatory issue validation activities. + Extensive global compliance and audit related experience, and strong knowledge of business ... Serves as a senior compliance risk analyst for Independent Compliance ...stakeholders including business and technology process owners, and Internal Audit function. + Promoting knowledge sharing and promulgation of… more
- Citigroup (Tampa, FL)
- … testing reviews and regulatory issue validation activities. + Extensive global compliance and audit related experience, and strong knowledge of business ... degree or relevant certification a plus. **Preferred:** Experience in the Internal Audit , Compliance , compliance and/or controls, risk management function… more
- Citigroup (Tampa, FL)
- …at the senior executive level within and outside Citi, including Global Compliance leaders, Global Business leads, Independent Audit , Risk, as well as ... to the strict standards specified by Citi's principal Regulators, Compliance Testing, and Internal Audit . + Act...including the Global KYC Program Committee, and AML NPA Executive Committee + Operate, for all of the above,… more
- Citigroup (Tampa, FL)
- … testing reviews and regulatory issue validation activities. + Extensive global compliance and audit related experience, and strong knowledge of business ... Serves as a senior compliance risk analyst for Independent Compliance ...risks and typologies + Experience with auditing principles including audit planning, risk assessments, development of risks and controls… more
- USAA (Tampa, FL)
- …develops, and maintains relationships with the business and internal control partners ( Audit , Risk & Compliance , Legal) to facilitate collaboration between all ... a degree). + 8 or more years of relevant work experience (internal/external audit , operational risk/ compliance testing, quality assurance). + Expert knowledge of… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial… more
- TD Bank (Lakeland, FL)
- …policies, procedures and controls, for all department processes. + Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide ... etc.,) and is the key interface with the business executive team / internal partners and key stakeholders in...prompt and comprehensive response to all external audit , regulator and compliance requests and findings.… more
- MUFG (Tampa, FL)
- …escalations, meeting minutes, records management, documentation required for regulatory compliance /responsiveness, and responses to audit or external ... among other responsibilities: + Oversight for reporting and packaging for Executive , Management Committee, Regulatory, and/or Board materials. + Management of … more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the first ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing and on-going monitoring)… more
- Citigroup (Tampa, FL)
- …the regulatory engagement remit. Qualifications + 10+ years of business experience in audit , control, compliance or regulatory management in the banking or ... with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal … more
- JPMorgan Chase (Tampa, FL)
- …You will also have the chance to promote remediation, oversee Audit / Compliance /Regulatory reviews, perform root cause assessments, and provide guidance ... control changes due to ineffectiveness or regulatory/policy changes + Oversee Audit / Compliance /Regulatory reviews + Perform root cause assessments and recommend… more
- USAA (Tampa, FL)
- …strategic activities, and large system/process improvements. + Partners with Senior Leaders in Audit , Compliance and Risk Management to provide input on control ... other. Come be a part of what makes us so special! **The Opportunity** This executive leads implementation of the first line of defense risk management program for a… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive comprehensive and ... practices designed to identify, measure, monitor, report and manage operational and compliance risks while promoting the implementation of actions to address root… more
- JPMorgan Chase (Tampa, FL)
- …processes and controls. + Solid experience or equivalent expertise in risk management, audit , compliance , control management or a related field with a strong ... and ability to influence and drive at a senior executive level. + Demonstrated ability to analyze complex issues,...focus on targeted execution. **Preferred Qualifications** + Experience in audit , compliance or control management + Data… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Partners with the Chief Compliance Officer, Chief Risk Officer, Head of Internal Audit and General Counsel to ensure proper 2nd and 3rd line of defense coverage ... regulators of the States of Florida and Pennsylvania. Extensive contact with executive management and various departments of Raymond James is required to perform… more