- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... factors as necessary. Includes directly contacting FAs and communication with branch management . * Provides compliance support in the development and enhancement… more
- Deloitte (Tampa, FL)
- …you should consider a career in Deloitte's International Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Deloitte (Tampa, FL)
- …prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis, solution ... have an exciting opportunity for you as a Tax Manager on our growing team! What you'll do As...the global leader in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- Deloitte (Tampa, FL)
- …and local tax issues? Are you intrigued by the tax considerations specific to investment management , private equity, real estate and/or hedge fund clients? If ... for you! We are looking for an innovative, analytical Manager who is ready to handle new challenges and...diverse and inclusive workplace The TeamDeloitte's Multistate Tax Services Investment Management group has more than 1,500… more
- Deloitte (Tampa, FL)
- …you serve + 5+ years of public accounting experience (at least 3 years in investment management ) + One of the following accreditations obtained: + Licensed CPA ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- JPMorgan Chase (Tampa, FL)
- …Regulatory Compliance Manager (CRCM), Certified Risk & Compliance Management Professional (CRCMP), or similar risk certifications. JPMorganChase, one ... control environment. Working closely with our partners across Risk Management , Compliance , Operational Risk and Control ...industry standards. + Sound proficiency in the Corporate and Investment Bank (CIB) industry. + Proven track record in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …are commensurate with the level of risk being mitigated. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... banking industry to support the continuous evolution of the firms Regulatory Change Management program. This role may have responsibility for, but is not limited to,… more
- KPMG (Tampa, FL)
- …Manager / Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance - management .html) practice. ... **Business Title:** Manager / Senior Manager , Compliance...important than investing in our culture because it's an investment in our people, our future, and what we… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …oversight and management . * May coach, train, and mentor other Compliance associates. * May assist with developing and implementing continuing education and ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reinforcing trust and collaboration. * Conducts detailed financial analysis to support investment decisions and portfolio management . * Identifies and mitigates ... or regulatory agreements. * Conducting detailed financial analysis to support investment decisions and portfolio management . * Developing and implementing… more
- Deloitte (Tampa, FL)
- …accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will conduct day-to-day management of ... companies, Subchapter M, section 4982 excise calculations, and tax compliance .? If this is music to your ears, and...As global leaders in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...need to be a multi-disciplined forward-looking technologist and risk manager with diverse background and experiences in several cyber… more
- Deloitte (Tampa, FL)
- …prior experience to provide tax compliance and consulting services to investment management clients. You will assist clients with effective analysis, ... and pursuits. The Team As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients to address a range… more
- JPMorgan Chase (Tampa, FL)
- …service experience in controls, audit, quality assurance, risk management , or compliance preferred + Experience in a Control Manager function or strong ... **Organization Description:** The Commercial & Investment Bank is a global leader across ...the world's largest payment network. The business combines Liquidity/cash management , payment solutions, Escrow and merchant services to corporate… more
- Citigroup (Tampa, FL)
- The IPB Wealth Solutions Advisory Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and ... and adherence to all regulatory rules and guidelines for compliance and risk management . Exercises control over...at the right time to maximize return on campaign investment . + Ensure compliance with internal policies… more
- Bank of America (Sarasota, FL)
- … Manager Sarasota, Florida;Naples, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Collaborates effectively with multiple stakeholders, including extensive contact with executive management and may be required to lead others in identifying, ... researching, analyzing and resolving complex issues. Possesses strong program management and interpersonal skills, makes sound decisions, exhibiting initiative and… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...striving to be best-in-class. As a Regulatory Strategy Engagement Manager in the Regulatory Engagement team, you will lead… more
- TEKsystems (St. Petersburg, FL)
- …Collaborates effectively with multiple stakeholders, including extensive contact with executive management and may be required to lead others in identifying, ... researching, analyzing and resolving complex issues. Possesses strong program management and interpersonal skills, makes sound decisions, exhibiting initiative and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …branch management . * Reviews and advises on supervisory processes and compliance policies requiring senior management approval. * Conducts periodic reviews ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more