- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- KPMG (Tampa, FL)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... technologies + Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for example, performing internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing ... maintenance of Raymond James Financial Crimes Management (FCM) models, data visualizations...process re-engineering activities. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches… more
- KPMG (Tampa, FL)
- …ensure key stakeholders are kept informed about progress and expected outcomes + Oversee financial crimes compliance initiatives at the direction of the ... Act and OFAC + Experience examining, assessing, and/or enhancing aspects of a financial crimes compliance program (for example: performing internal audits… more
- Bank of America (Tampa, FL)
- …risk monitoring, testing , and risk assessments + Supports with escalating financial crimes related compliance and operational risks and issues ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... Services and/or related government entity Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing +… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Atlanta, Georgia;Jacksonville, Florida; Hunt Valley, Maryland; Pennington, New Jersey; Charlotte, North Carolina;… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Investigator Phoenix, Arizona;Tampa, Florida; Atlanta, Georgia; Charlotte, North Carolina; Chicago, Illinois **Job Description:** At Bank… more
- KPMG (Tampa, FL)
- **Business Title:** Director, Financial Crimes **Requisition Number:** 113305 - 27 **Function:** Advisory **Area of Interest:** **State:** FL **City:** Tampa ... career in Advisory. KPMG is currently seeking a Director in Financial Crimes Analytics for our Consulting (https://advisory.kpmg.us/) practice. Responsibilities:… more
- TD Bank (Tampa, FL)
- …for the implementation and management of the capacity planning process for Financial Crimes Risk Management (FCRM) department. The primary responsibility will ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals, and physical control of… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions ... Risk management environments. + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML,… more
- Citigroup (Tampa, FL)
- …managing and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and ... to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line… more
- Citigroup (Tampa, FL)
- …or large Financial Institution + Knowledge of Payments, Python/SQL, and Compliance Testing preferred + Knowledge of Anti-Money Laundering (AML) requirements ... The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP...prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader… more
- Morgan Stanley (Tampa, FL)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the.... * Compile detailed documentation for project requirements, design, testing and implementation/post-implementation * Assist in project issue tracking… more
- USAA (Tampa, FL)
- …to implement first-line model management activities on a portfolio of fraud and financial crimes models, while closely partnering with Bank Financial ... function + Experience in model development and validation specifically in the fraud/ financial crimes domain + Experience partnering with vendors to understand… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with… more
- MUFG (Tampa, FL)
- …years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge ... the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities… more
- USAA (Tampa, FL)
- …you will be an individual contributor for the First Party Fraud team within Financial Crimes . Leverages advance understanding within Financial Crimes ... extract insights from data to design solutions within the Financial Crimes space through a range of...to apply. + Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the Director, Financial Crimes Analytics (FCA), the Manager will regularly interact with… more
- USAA (Tampa, FL)
- …Analyst I you will Individual contributor for the First Party Fraud team within Financial Crimes . You will leverage understanding within Financial Crimes ... data hygiene techniques. Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance requirements.… more