- Citigroup (Tampa, FL)
- …deliverables, and meetings with regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager, documenting key messages ... initiative on building new processes and communicate effectively with senior leaders. **Responsibilities:** + Meets regularly with audit teams...and communicates changes to IA stakeholders + Assists the Regulatory and Exam Management Group… more
- Citigroup (Tampa, FL)
- …from an Independent Risk Management perspective; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide ... with regulators and provide advice to senior management on the best approach to regulatory ...Experience in regulatory and Internal Audit interaction, exam management / coordination, and issue management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the management of formal governance routines, issues & exam management and ongoing reporting. The senior advisor position, supporting the Supervision ... to document and manage issues. * Coordinates with Internal Audit, Compliance Testing, Regulatory Exams and Inquiries Management Compliance and Risk Management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with other functional areas to accomplish objectives. * Access compliance procedures, regulatory reporting, and regulatory exam results. * Demonstrate ... senior leadership within PCG Investment Products and Global Wealth Solutions, Regulatory Reconciliation, a leading investment platform and management at… more
- Citigroup (Tampa, FL)
- …KRI/KPI Metrics and create data analytics dashboards to track metrics and progress, escalating to senior management as required. + Act as SME to senior ... a key partner for Finance CRO on audit and regulatory interactions. Drive audit management while working...+ Centrally monitor and report on the progress of Audit/ Exam engagements and support with Issues, Consent Order progress… more
- JPMorgan Chase (Tampa, FL)
- …stakeholders advice on the impact of regulatory requirements + Interacting with senior management while developing a working knowledge of the laws and ... Compliance, Data Risk Management , Technology & Cyber Operational Risk Management , Regulatory Strategy, and Trade Surveillance & Electronic Communications. As… more
- JPMorgan Chase (Tampa, FL)
- …posture and regulatory compliance. + Support team on periodic audit readiness, regulatory assessments, and exam management . + Work closely with Azure ... toward shared goals. + Execute reporting and governance of controls, policies, issue management , and measurements, offering senior management insights into… more
- Citigroup (Tampa, FL)
- The individual will work in Liquidity Methodology team within Liquidity Management (LM) team which is part of Citi's Corporate Treasury function. The LM team is ... and implement initiatives to improve Citi's liquidity profile and related risk management processes. The LM team interfaces with Citi's Asset Liability Committees… more
- Truist (Tampa, FL)
- …in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and ... clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit,… more