- Citigroup (Tampa, FL)
- Regulatory Execution Senior Lead / Hybrid **About the role:** The Regulatory Execution team is part of ERM Data & Technology Governance function ... to manage Business and Regulatory Outcomes **About the role:** The Regulatory Execution Senior Lead will support the development, adoption and BAU… more
- Citigroup (Tampa, FL)
- The individual in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, ... to resolve them. Key Responsibilities: + Manage and monitor assigned regulatory examinations to achieve full compliance; requires directing a cross-functional team… more
- Citigroup (Tampa, FL)
- …coordinating, and finalizing all Governance Reporting deliverables. In addition, the Senior Officer will assist with Regulatory inquiries, and associated ... + Prepares communications and reports, and develops associated presentations for senior management, stakeholders, and regulatory engagements. + Contributes to… more
- Citigroup (Tampa, FL)
- …regulations, policies, and procedures, and properly remediate any identified deficiencies. The RMIA Senior Officer works closely with the RMIA Lead to execute on the ... will need to be able to engage with multiple senior stakeholders, provide effective challenge to current practices, and...L0 Risk stripes, ensure effective testing of design and execution of risk controls + Assist in quarterly and… more
- Citigroup (Tampa, FL)
- …excellent management and communication skills to guide and negotiate often at a senior level, to achieve both regulatory and business strategic objectives. The ... **Finance Controls Testing Team Leader SVP ** The Global Functions Control Testing Utility, within...Finance Controls Testing Team Leader is a strategic and execution -oriented management position that reports to the Finance Controls… more
- Citigroup (Tampa, FL)
- …and other regional Business Management teams and execution teams in execution of financial, compliance and regulatory activities such as local implementation ... 'Build' and 'Run' activities related to ICM NAM Organization including execution of the reporting, compliance adherence, operational management, coordination of … more
- Citigroup (Tampa, FL)
- …and standardization opportunities for data maintenance and utilization in alignment with regulatory and management needs + Engages senior process owners for ... Governance Group Manager role lies within the TTS Operations Data Governance Execution team, and is focused on supporting the multi-year, multi-workstream strategy… more
- Citigroup (Tampa, FL)
- …of the requirements set out in policies, standards, procedures and regulatory obligations. The role involves vertical as well as horizontal management ... Procedures, and business operations + Drive and monitor business progress against Regulatory Commitments. + Drive business wide policy adherence and remedial action… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk Officer ... This role is responsible for overseeing development, implementation, and execution of a risk framework to help identify, manage...that impact the business. This role engages closely with senior business leaders and other key business leaders on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …objectives. * Oversees advisor education strategy including national/regional conferences, senior level advisor and client seminars, branch presentations, advisory ... at industry conferences and applicable meetings. * Strategic oversight of planning and execution of advisor and branch education of PCB products. * Works with… more
- Citigroup (Tampa, FL)
- The Governance & Controls Senior Vice President will report to the CAO/Head of Governance & Controls for the CBNA CRO risk segment and will work in collaboration ... to support the enhancement, consistent approach, and maintenance of CBNA's regulatory control environment focusing on Tier 1 regulations including Legal Lending… more
- Citigroup (Tampa, FL)
- …and ultimately benefit our shareholders. The Transformation is not merely about meeting regulatory requirements. Citi is raising the bar and using this as an ... environment. The Transformation Program Metrics Lead is accountable for the execution and supported guidance of complex and critical metrics and analytics… more
- Citigroup (Tampa, FL)
- … stakeholders. + Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution , understanding how to ... groups in order to drive strategy and to ensure compliance adherence to regulatory or data policy standards, improve data quality, improve data controls and process… more
- Citigroup (Tampa, FL)
- …communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to ... and Operational resilience program governance, methodology, implementation, adoption, and execution . + Establishes and oversees the application of operational risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and perform root cause analysis of non-detected activities. Reporting to the SVP , Financial Crimes Analytics (FCA), the Director will regularly interact with ... firm's fraud detection scenarios, systems, and data solutions to align with changing regulatory and business environments in an effort to minimize the firm's loss… more