- American Express (New York, NY)
- …the efficiency and effectiveness of Compliance Risk exam management process. **The Director , Audit & Regulatory Engagement will:** + Support the ... creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team...requirements and best practices. The Audit & Regulatory Engagement team will support the Compliance … more
- City National Bank (Jersey City, NJ)
- * DIRECTOR OF AUDIT COMPLIANCE * WHAT IS...a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare ... THE OPPORTUNITY? The Director of Audit for Compliance will support City National...and oversee the execution of the annual audit plan for the Regulatory … more
- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... Position Overview Reporting to the CFO, the Director of Audit Compliance ...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit ...initiatives and audit activities are conducted in compliance in compliance with regulatory ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ... COE that requires subject matter expertise, leadership, and regulatory knowledge across the US The incumbent should have… more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The IT Audit Director will be asked to perform the following: Your Role ... risks effectively. We are seeking a dynamic and innovative Director , IT Audit & Advisory, focusing on...including cybersecurity, IT strategy and governance, IT operations, IT regulatory and compliance , and business continuity and… more
- Bank of America (New York, NY)
- Audit Director - Global Financial Crimes Sanctions Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; ... controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and… more
- American Express (New York, NY)
- …Business administration, or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices + Experience with ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- CIBC (New York, NY)
- …providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory compliance risk is managed within acceptable levels and in accordance ... of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the work environment… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... they belong. Join Team Amex and let's lead the way together. About the Internal Audit Group at American Express American Express' Internal Audit Group (IAG) has… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- CIBC (New York, NY)
- …, Internal Controls, Leadership, Operational Audits, Oral Communications, Prioritization, Regulatory Compliance , Regulatory Requirements, Relationship ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Director - Internal Audit Senior Audit...be doing** As a Director - Internal Audit Senior Audit Manager, you'll focus on… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will ... oversee intricate regulatory engagements that influence the Asset & Wealth Management...degree required. + Experience in risk management, control management, Compliance , Audit , and/or operational risk. + Proven… more
- City National Bank (Jersey City, NJ)
- …that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... *MANAGER OF AUDIT II- COMPLIANCE * WHAT IS THE OPPORTUNITY?...and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in… more
- City National Bank (Jersey City, NJ)
- …US regulators (FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the ... universe, ensuring that audits conform to local and global regulatory and internal audit requirements. * Supervise...existing and emerging technologies, and related risk management framework, compliance and audit techniques. * Raise the… more
- MUFG (New York, NY)
- …a collaborative environment + Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the audit plan for ... for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- American Express (New York, NY)
- … regulatory matters. The Compliance Risk Management Program is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... operational risk, audit , legal, or credit risk) + Professional regulatory compliance certification required + Experience using generative artificial… more
- L'Oreal USA (Clark, NJ)
- …Groupe centers of expertise, Ops SME leads, R&I leadership teams including today's functional Regulatory Compliance teams in Clark, NJ and Paris HQ. Ongoing ... NOV) and audit responses (if necessary) . + Track annual state regulatory compliance . + Maintain compliance and reporting documentation (mandated… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Group (ETAG) is looking to fill an **IT Audit Manager, Executive Director ** who will support...methodologies and supporting tools + Strong understanding of financial regulatory environment + Understanding of banking products, services, and… more