- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... role will be a point of escalation contact for matters related to technology risk and compliance with policies. **The Impact:** The successful candidate will… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Bloomberg (New York, NY)
- …couldn't do anywhere else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and ... role in the analysis, design, development, delivery, and evaluation of firmwide Risk and Compliance Employee Training initiatives. Collaborating closely with the… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- This position is in Enterprise Risk Management (ERM) Data and Technology . This position will support Operational Risk Management's (ORM) Data and ... Technology needs across all ORM Risk Types (L1's). Recognized technical authority for an area...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business...consult with leadership on new business opportunities and long-term risk strategies. * Seek technology and innovation… more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which… more
- City of New York (New York, NY)
- …program. If you excel in identifying and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and ... applications, cloud solutions, firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely… more
- City of New York (New York, NY)
- …team in revolutionizing public health IT. DIT has an opening for a Cyber Risk Analyst serving DOHMH Division of Information Technology Office of Cybersecurity. ... applications, cloud solutions, firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... other ICRM teams and global functions, including Legal, Risk , Operations and Technology , and Finance to prevent and detect non- compliance issues and promote… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance... Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (Jersey City, NJ)
- …Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... Serves as a compliance officer , specifically relating to research...managing conflicts between Banking & Research for the Independent Compliance Risk Management (ICRM) department. ICRM is… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... compliance tools, platforms and applications by coordinating with Technology on the timely implementation of enhancements and proactively addressing potential… more
- Morgan Stanley (New York, NY)
- …Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend ... complies with new or amended regulations. > Interact with technology support and risk management to ensure...programs. **Job:** ** Compliance * **Title:** *Equity Sales & Compliance Officer * **Location:** *New York-New York*… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's Degree… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, ... Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively addressing… more