- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team… more
- S&P Global (New York, NY)
- …within the financial services industry, particularly in roles related to Onboarding, KYC or Operations . + Deep understanding of financial industry regulations, ... Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is… more
- Scotiabank (New York, NY)
- Director , Head of Structuring, US Corporate Equity Derivatives **Requisition ID:** 214314 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary ... team, committed to results, in an inclusive and high-performing culture. **Title: Director , Head of Structuring - Corporate Equity Derivative - New York, NY**… more
- JPMorgan Chase (New York, NY)
- …to effectively deliver on objectives + Work in conjunction with Engineering, Operations , and Control function to ensure fully featured, compliant, performant, and ... identity areas. + Experience in developing consumer / seller identity and KYC best practices, with demonstrated expertise in related topics including tokenization,… more
- Scotiabank (New York, NY)
- …activities as may be assigned by the US BSA/AML Officer, the GTB AML Risk Program Director , and the Director of US AML Risk Analytics as required and from time ... in day-to-day activities and decisions. + Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its… more
- S&P Global (New York, NY)
- …candidates with experience selling into the financial services segment, focusing on Operations , KYC , Onboarding, Tax, Compliance and Technology department. You ... subjects + Experience selling into the financial services segment, focusing on Operations , KYC , Onboarding, Tax, Compliance and Technology departments. +… more
- NBC Universal (New York, NY)
- …ever-changing face of the world. Role Purpose: Within the Global Customer Finance Operations organization, the Risk Manager is responsible for the delivery of the ... in addressing potential credit losses. + Work closely with Risk Management Director to resolve customer master data quality problems through the appropriate choice… more
- Neuberger Berman (New York, NY)
- …database and maintain corporate entity information, build organization charts, maintain director and officer lists and registrations + Assist with preparation of ... agreements and closing documentation + Respond to AML and KYC requests and due diligence questionnaires + Work closely...due diligence questionnaires + Work closely with finance and operations groups to open accounts globally + Review and… more