- New York Times (New York, NY)
- …and other press releases, presentations, internal communications and other announcements. + Counsel the Treasury group on securities transactions, including debt ... has an opening for an attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities laws matters, especially '34… more
- S&P Global (New York, NY)
- …role in the Company's governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced, ... compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is responsible for… more
- PSEG (Newark, NJ)
- …as seconded attorneys dedicated to major projects. **Job Responsibilities** **Corporate and Securities Counsel Group** * Leads legal support for periodic and ... across the Enterprise and (4) corporate financings including credit facilities and securities offerings. This position manages outside counsel for major… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Assistant General Counsel , Vice President to support securities -based and custom lending products for our Wealth ... Draft complex legal documents, review and negotiate documents prepared by outside counsel + Identify and analyze complex legal issues, develop conclusions, and make… more
- TD Bank (New York, NY)
- …teams or individual attorneys in the Legal Department. Under supervision of counsel , drafts routine legal documents, conducts legal research and analyzes law sources ... and codes to prepare legal documents. **TD Description** TD Securities offers a wide range of capital markets products...markets business on a wide range of legal and governance matters. The position will provide support to other… more
- TD Bank (New York, NY)
- …to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key enterprise partners and ... implementation of own internal audit action/remediation plans to address performance/risk/ governance issues **Team Accountabilities:** + Responsible for management of… more
- Meta (New York, NY)
- …investor relations, and corporate communications. **Required Skills:** Associate General Counsel , Corporate Responsibilities: 1. Advise on complex securities ... **Summary:** Meta is seeking an experienced Associate General Counsel to join the Legal department's corporate team. This role requires operating independently in a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- City of New York (New York, NY)
- …an attorney with two to five years of experience to serve as an in-house counsel to the City and related entities that issue municipal bonds and facilitate loans ... with respect to corporate governance , litigation audits, federal disclosure issues and documentation for municipal bonds and other complex debt instruments. New York… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications TD Securities , the wholesale trading subsidiary of TD Bank is seeking a ... regulatory landscape, ensuring that our data platform complies with audit and risk governance standards and controls. You will play a key role in managing… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $140,000 USD TD is committed to providing fair ... provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** TD Securities US Finance is a part of the wider TD Securities … more
- Bank of America (New York, NY)
- …institutional products and services, advise on corporate, commercial, intellectual property, securities and banking law matters relating to the equities platform, ... participate in corporate governance routines, and assist business associates and other control...business and other functions. + Engaging and managing outside counsel , as necessary + Liaising with the litigation and… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk disciplines include the following: + Providing risk oversight and advice and counsel to front line units + Ability to recognize all risk categories and… more
- HSBC (New York, NY)
- …the business by owning and ensuring effective execution of global governance , assurance, conduct and non-financial risk standards As our Equities Non-Financial ... when discharging their Front Office Supervisory responsibilities - Provide independent counsel and stewardship to the business - Partnertship with the Central… more
- Scotiabank (New York, NY)
- …relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the application of ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Market and Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure** **Build a culture of responsible finance, good … more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Builds a culture of...and the Plan of Supervision for Global Markets and Securities Services + Adheres to all policies and procedures… more
- City National Bank (Jersey City, NJ)
- …assurance over the design and operation of CNB's IT risk management practices, governance processes and the system of internal controls. The position will facilitate ... security architecture and engineering, cloud computing, IT risk management, network securities , vulnerability management, API security, etc. This position will also… more